APPLIED OPTOELECTRONICS, INC. (AAOI) - Dilution Analysis

10-Q filing | 76.0M shares outstanding

8-K filing: Applied Optoelectronics, Inc. amended its Equity Distribution Agreement to increase the total amount of shares that the Company may offer and sell from $250,000,000 to $500,000,000 and has sold 2,476,307 shares of its common stock with an aggregate offering price of approximately $249,999,983 as of March 12, 2026. ($250.0M proceeds)

10-Q filing | 63.3M shares outstanding

10-Q filing | 56.8M shares outstanding

10-Q filing | 50.0M shares outstanding

8-K filing: Applied Optoelectronics, Inc. issued a warrant to Amazon.com, Inc. for up to 7,945,399 shares of common stock at an exercise price of $23.6954 per share, with 1,324,233 shares vested on the date of issuance.

10-K filing | 49.4M shares outstanding

8-K filing: Applied Optoelectronics, Inc. closed an exchange agreement, issuing 1,487,874 shares of common stock and issuing 1,036,458 shares of common stock in a registered direct offering. ($33.7M proceeds)

8-K filing: Applied Optoelectronics, Inc. entered into exchange agreements with certain holders of its 5.25% Convertible Senior Notes due 2026 to exchange approximately $76.7 million principal amount of the 2026 Notes for consideration including 1,487,874 shares of the Company's common stock, and also entered into a Placement Agency Agreement for the issuance of 1,036,458 shares of Common Stock at $33.97 per share in a registered direct offering. ($35.21M proceeds)

10-Q filing | 42.3M shares outstanding

10-Q filing | 39.4M shares outstanding

8-K filing: Applied Optoelectronics, Inc. entered into Amendment No. 1 to the Equity Distribution Agreement with Raymond James & Associates, Inc., and has sold 1,748,726 shares of the Company's common stock with an aggregate offering price of approximately $20.5 million as of August 6, 2024. ($20.5M proceeds)

10-Q filing | 38.4M shares outstanding

10-K filing | 38.1M shares outstanding

8-K filing: Applied Optoelectronics, Inc. closed an offering of $80.2 million aggregate principal amount of 5.250% Convertible Senior Notes due 2026 and issued approximately 466,368 shares of common stock in exchange transactions.

8-K filing: Applied Optoelectronics, Inc. entered into exchange agreements with Noteholders to exchange $80.2 million principal amount of 2024 Notes for $81.1 million in cash and 466,368 shares of common stock, with the Exchanges expected to be consummated on December 5, 2023.

8-K filing: Applied Optoelectronics, Inc. completed its $70.0 million "at the market" common stock offering, selling 7,649,614 shares and raising net proceeds of $68.6 million. ($68.6M proceeds)

10-Q filing | 32.8M shares outstanding

8-K filing: Applied Optoelectronics, Inc. entered into Amendment No. 1 to the Equity Distribution Agreement with Raymond James & Associates, Inc., where the Company may issue and sell shares of its common stock having an aggregate offering price of up to $70 million, and as of September 12, 2023, the Company has sold 3,690,599 shares with an aggregate offering price of approximately $24 million. ($24.0M proceeds)

10-Q filing | 29.5M shares outstanding

10-Q filing | 28.9M shares outstanding

S-3/A filing: Applied Optoelectronics, Inc. files an S-3/A form to register an offering of common stock, preferred stock, warrants, and units, with a total offering price not to exceed $185,000,000.

10-K filing | 27.8M shares outstanding

S-3/A filing: This S-3/A filing registers unsold securities from a prior registration statement and new securities with an aggregate initial offering price of $444,566.

S-3 filing: Applied Optoelectronics, Inc. files an S-3 registration statement for the potential offering of common stock, preferred stock, warrants, and units, with an aggregate initial offering price not to exceed $185,000,000.

10-Q filing | 27.8M shares outstanding

10-Q filing | 27.6M shares outstanding

10-Q filing | 27.5M shares outstanding

10-K filing | 26.9M shares outstanding

10-Q filing | 27.1M shares outstanding

10-Q filing | 26.9M shares outstanding

10-Q filing | 26.4M shares outstanding

10-K filing | 25.1M shares outstanding

10-Q filing | 22.7M shares outstanding

10-Q filing | 20.9M shares outstanding

10-Q filing | 20.2M shares outstanding

10-K filing | 20.0M shares outstanding