Alset Inc. (AEI) - Dilution Analysis

10-Q filing | 38.9M shares outstanding

10-K filing | 38.9M shares outstanding

8-K filing: Alset International Limited, a subsidiary of Alset Inc., entered into a securities purchase agreement with DSS, Inc. to loan DSS $2,450,000 in exchange for a convertible promissory note and warrants to purchase 16,554,055 shares of DSS common stock.

10-Q filing | 38.9M shares outstanding

8-K filing: The company issued 27,666,667 shares of common stock upon conversion of a convertible note, relying on the exemption from registration provided by Section 4(a)(2) of the Securities Act of 1933.

10-Q filing | 10.7M shares outstanding

10-K filing | 10.7M shares outstanding

8-K filing: Alset Inc. completed a registered direct offering of 1,500,000 shares of common stock at $1.00 per share, resulting in net proceeds of approximately $1,200,000 for working capital and general corporate purposes. ($1.5M proceeds)

8-K filing: Alset Inc. entered into a stock purchase agreement with DSS, Inc. to purchase 820,597 newly issued shares of DSS's common stock for $800,000. ($0.8M proceeds)

8-K filing: Alset Inc. purchased 4,411,764 shares of HWH International Inc.'s common stock at $0.68 per share. ($3.0M proceeds)

8-K filing: Alset Inc. purchased 6,500,000 shares of HWH International Inc. from its subsidiary, Alset International Limited, for $4,095,000 via a secured promissory note. The transaction closed on November 20, 2024. ($4.1M proceeds)

10-Q filing | 9.2M shares outstanding

8-K filing: CCM Black Oak Ltd., a subsidiary of Alset Inc., closed the sale of 72 single-family detached residential lots to Century Land Holdings of Texas, LLC for approximately $3.9 million. ($3.9M proceeds)

8-K filing: Alset Inc. entered into a Stock Purchase Agreement with Alset International Limited to purchase 6,500,000 shares of HWH International Inc. for $4,095,000.00, and Alset Inc. will convert $300,000.00 of HWH's debt into 476,190 shares of HWH's common stock, and Alset International Limited shall convert $3,501,759.00 of HWH's debt into 5,558,347 shares of HWH's common stock. ($7.9M proceeds)

10-Q filing | 9.2M shares outstanding

8-K filing: Alset Inc. entered into a Securities Purchase Agreement to purchase 982,303 shares of DSS Inc. from its Chairman and CEO, Chan Heng Fai, and Heng Fai Holdings Limited, by issuing 3,316,488 shares of its common stock.

10-Q filing | 9.2M shares outstanding

10-K filing | 9.0M shares outstanding

8-K filing: Alset Capital Acquisition Corp. and HWH International Inc. completed a merger on January 9, 2024, with New HWH issuing 12,500,000 shares of common stock to HWH shareholders as consideration.

8-K filing: Alset International Limited, a subsidiary of Alset Inc., entered into two Stock Purchase Agreements to sell 640 shares of HWH International Inc. common stock to each of two investors for $8,000,000 each, to be paid through promissory notes. ($16.0M proceeds)

10-Q filing | 9.2M shares outstanding

10-Q filing | 9.2M shares outstanding

10-Q filing | 8.5M shares outstanding

10-K filing | 9.2M shares outstanding

8-K filing: Alset Inc. completed a public offering of 1,727,273 shares of common stock at $2.20 per share, with Aegis Capital Corp. as the underwriter, with an option for the underwriter to purchase an additional 212,863 shares. The company anticipates net proceeds of approximately $3.3 million, or approximately $3.7 million if the Underwriter exercises the Underwriter's Option in full. ($3.8M proceeds)

8-K filing: Stock split 1-for-20 | Outstanding: 148,507,188 → 7,425,359

10-Q filing | 148.5M shares outstanding

10-Q filing | 148.5M shares outstanding

8-K filing: Alset International Limited, a subsidiary of Alset EHome International Inc., completed the assignment of a convertible promissory note to DSS, Inc. in exchange for 21,366,177 shares of DSS's common stock.

10-Q filing | 113.2M shares outstanding

S-3 filing: Alset EHome International Inc. files an S-3 form to offer and sell up to $75,000,000 in aggregate of common stock and preferred stock from time to time.

10-K filing | 113.2M shares outstanding

8-K filing: Alset EHome International Inc. amended its Stock Purchase Agreement with DSS, Inc. to purchase 3,986,877 shares of DSS's common stock for $1,519,000 and amended its Securities Purchase Agreement with Chan Heng Fai to purchase 293,428,200 ordinary shares of Alset International Limited for 35,319,290 newly issued shares of the Company's common stock, subject to Nasdaq and stockholder approval. ($1.52M proceeds)

8-K filing: Alset International Limited entered into an assignment and assumption agreement with DSS, Inc. pursuant to which DSS has agreed to purchase a convertible promissory note from AIL with the consideration to be 21,366,177 shares of DSS's common stock. ($8.72M proceeds)

8-K filing: Alset Capital Acquisition Corp. closed its initial public offering of 7,500,000 units at $10.00 per unit, and the underwriters exercised their over-allotment option for an additional 1,125,000 units, resulting in aggregate gross proceeds of $86,250,000; the Sponsor also purchased 473,750 units in a private placement for $4,737,500 and previously purchased 2,156,250 shares of Class B common stock for $25,000. ($91.01M proceeds)

8-K filing: Alset EHome International Inc. issued 10,000,000 shares of common stock to Chan Heng Fai upon conversion of a convertible promissory note.

8-K filing: Alset EHome International Inc. entered into a stock purchase agreement with DSS, Inc. to purchase 44,619,423 shares of DSS's common stock at $0.3810 per share, subject to approvals.

8-K filing: Alset EHome International Inc. entered into a stock purchase agreement with its Chairman, Heng Fai Ambrose Chan, to issue 35,012,120 shares of the Company's common stock for $0.3713 per share, subject to shareholder approval if required by Nasdaq rules. ($13.0M proceeds)

8-K filing: Alset EHome International Inc. entered into agreements to purchase shares of Alset International Limited from Heng Fai Ambrose Chan, and sold shares of Alset International Limited and True Partner International Limited (HK) to DSS, Inc., contingent upon approvals.

8-K filing: Alset EHome International, Inc. consummated a public offering of common stock and pre-funded warrants on December 8, 2021 and subsequently sold additional shares on December 14, 2021 pursuant to the underwriters' over-allotment option. ($4.5M proceeds)

8-K filing: Alset EHome International Inc. completed a public offering of 18,076,666 shares of common stock at $0.60 per share and 31,076,666 pre-funded warrants at $0.599 per warrant, with net proceeds of approximately $27.3 million.

S-1 filing: The company is offering 23,841,059 shares of common stock and pre-funded warrants in a firm commitment underwritten public offering.

10-Q filing | 45.7M shares outstanding

8-K filing: Alset EHome International Inc. purchased 12,155,591 shares of Document Security Systems, Inc. common stock for $1.234 per share, totaling approximately $15 million, and American Pacific Bancorp, Inc. sold 6,666,700 shares of Class A Common Stock to DSS for $6.00 per share, totaling $40,000,200. ($55.0M proceeds)

10-Q filing | 40.1M shares outstanding

8-K filing: Alset EHome International Inc. closed a public offering on July 30, 2021, involving the sale of 5,324,139 shares of common stock at $2.12 per share and 9,770,200 pre-funded warrants at $2.11 per warrant, with net proceeds to the company of approximately $28.8 million.

S-1 filing: The filing is for an offering of 6,533,575 shares of common stock and pre-funded warrants, with an assumed offering price of $5.51 per share.

8-K filing: The underwriter exercised in full the over-allotment option after purchasing an additional 808,363 common shares at a price of $5.07 per common share on June 17, 2021. ($4.1M proceeds)

8-K filing: The company issued 6,380,000 shares of common stock upon the conversion of Series A Preferred Stock, 2,132,000 shares of common stock upon the conversion of Series B Preferred Stock, and 9,163,966 shares of common stock upon the conversion of promissory notes.

10-Q filing | 8.5M shares outstanding

8-K filing: Alset EHome International Inc. borrowed S$7,395,472 from its Chairman, Chief Executive Officer and major stockholder, Chan Heng Fai, and used the proceeds to exercise warrants to purchase shares of Alset International Limited.

8-K filing: Alset EHome International Inc. completed a public offering of common units and pre-funded units, including shares of common stock, pre-funded warrants, Series A warrants, and Series B warrants, for gross proceeds of approximately $29.2 million, excluding proceeds from warrant exercises.

8-K filing: Alset EHome International Inc. entered into an Exchange Agreement with its CEO, Chan Heng Fai, to exchange $13,000,000 in principal amount of a convertible promissory note for 2,132 shares of newly designated Series B Preferred Stock.

S-1 filing: This S-1 filing outlines the offering of common units and pre-funded units, each consisting of common stock (or pre-funded warrants), Series A warrants, and Series B warrants, with the intention to use the net proceeds for acquisitions, property development, and general corporate purposes.

10-K filing | 8.6M shares outstanding

10-Q filing | 10.0M shares outstanding

S-1/A filing: The company is offering 2,600,000 shares of common stock at an assumed initial public offering price of $6.50 per share. The underwriters have a 60-day option to purchase up to an additional 390,000 shares of common stock.

S-1/A filing: The company is offering 2,600,000 shares of common stock at an assumed initial public offering price of $6.50 per share, with an underwriter's option to purchase up to an additional 390,000 shares to cover over-allotments.

S-1/A filing: This S-1/A filing details a common stock offering of 2,600,000 shares at an assumed initial public offering price of $6.50 per share, with an underwriter's option to purchase an additional 390,000 shares. The net proceeds are intended for acquisitions and general corporate purposes.

S-1/A filing: The company is offering 2,600,000 shares of common stock and has granted the underwriter a 60-day option to purchase up to an additional 390,000 shares of common stock.

S-1/A filing: This is an S-1/A filing for HF Enterprises Inc., detailing the offering of 2,600,000 shares of common stock at an assumed initial public offering price of $6.50 per share, with an underwriter's option to purchase an additional 390,000 shares, and outlining the intended use of proceeds for acquisitions and general corporate purposes. The company also reveals stock option activity under the 2013 Plan for the three months ended March 31, 2020.