Avalon GloboCare Corp. (ALBT) - Dilution Analysis

10-Q filing | 12.0M shares outstanding

10-K filing | 8.0M shares outstanding

8-K filing: The company issued 305,000 restricted shares of common stock to consultants in exchange for services rendered, resulting in 4,557,009 shares of common stock outstanding.

10-Q filing | 4.1M shares outstanding

10-Q filing | 3.8M shares outstanding

8-K filing: Avalon GloboCare Corp. entered into a securities purchase agreement with Mast Hill Fund, L.P. to issue and sell 300 shares of Series C Convertible Preferred Stock for $300,000, resulting in net proceeds of $290,000 for the company after deducting offering expenses. ($0.3M proceeds)

8-K filing: Avalon GloboCare Corp. completed a sale of 121,200 shares of common stock and pre-funded warrants to purchase 354,300 shares of common stock to Brown Stone Capital Ltd. for $475,500, with net proceeds of $450,500 to the company after deducting offering expenses. ($0.95M proceeds)

8-K filing: Avalon GloboCare Corp. issued two convertible promissory notes to accredited investors and 5,000 shares of restricted common stock to each investor as a commitment fee.

S-3 filing: Avalon Globocare Corp. may offer and sell, from time to time in one or more offerings, common stock, preferred stock, warrants, rights, stock purchase contracts, stock purchase units, depositary shares and units up to a total dollar amount of $100,000,000.

8-K filing: Avalon GloboCare Corp. entered into a securities purchase agreement to issue 141,643 shares of common stock to York Sun Investment Holding Limited for $500,000, and filed a certificate of amendment to the Series C Certificate of Designations. ($0.5M proceeds)

10-Q filing | 1.9M shares outstanding

10-K filing | 1.7M shares outstanding

8-K filing: Avalon GloboCare Corp. entered into an exchange agreement with Wenzhao Lu, exchanging 9,000 shares of Series A Preferred Stock for 5,000 shares of Series D Preferred Stock.

8-K filing: Avalon GloboCare Corp. entered into a securities purchase agreement with York Sun Investment Holding Limited to issue up to 7,000 shares of Series C Convertible Preferred Stock for up to $7,000,000, with the first closing on December 24, 2024, for 3,500 shares in exchange for $3,500,000. ($3.5M proceeds)

8-K filing: Avalon GloboCare Corp. issued a warrant for 150,000 shares of common stock to Mast Hill Fund and filed a certificate of designations for Series C Convertible Preferred Stock, designating 10,000 shares.

10-Q filing | 1.1M shares outstanding

8-K filing: Stock split 1-for-15 | Outstanding: 15,984,185 → 1,065,612

10-Q filing | 16.0M shares outstanding

8-K filing: Avalon Globocare Corp. entered into securities purchase agreements with Mast Hill Fund, L.P. for the issuance of 13% senior secured promissory notes in the aggregate principal amount of $2,845,000.00 convertible into shares of common stock, as well as the issuance of up to 402,000 shares of common stock as a commitment fee and warrants for the purchase of up to 2,200,000 shares of Common Stock. ($2.7M proceeds)

10-Q filing | 11.0M shares outstanding

10-K filing | 10.5M shares outstanding

8-K filing: Avalon Globocare Corp. entered into financing agreements with Mast Hill Fund L.P., issuing senior secured promissory notes convertible into common stock, 105,000 shares of common stock as a commitment fee, warrants for 131,250 shares at $2.00, and warrants for 121,154 shares at $1.30.

10-Q filing | 10.8M shares outstanding

8-K filing: Avalon Globocare Corp. issued senior secured promissory notes and warrants to Mast Hill Fund, L.P. and Firstfire Global Opportunities Fund, LLC, along with shares of common stock as a commitment fee.

10-Q filing | 10.2M shares outstanding

8-K filing: Avalon Globocare Corp. entered into securities purchase agreements with Firstfire Global Opportunities Fund, LLC for the issuance of senior secured promissory notes convertible into shares of common stock, along with warrants and common stock as a commitment fee, with the transaction closing on July 7, 2023. ($0.48M proceeds)

S-3 filing: Avalon GloboCare Corp. is filing an S-3 to offer common stock, preferred stock, debt securities, subscription rights, and units with an aggregate public offering price not to exceed $100,000,000. They are also offering shares of common stock having an aggregate offering price of up to $3,500,000.

8-K filing: Avalon Globocare Corp. entered into securities purchase agreements with Mast Hill Fund, L.P. for the issuance of 13% senior secured promissory notes convertible into common stock, along with warrants and shares of common stock as a commitment fee. ($1.43M proceeds)

10-Q filing | 10.0M shares outstanding

10-K filing | 9.3M shares outstanding

8-K filing: Avalon GloboCare Corp. entered into an Amended and Restated Membership Interest Purchase Agreement on February 9, 2023, and designated up to 15,000 shares of Series A Preferred Stock on November 3, 2022, with conversion price adjustments for stock splits and dividends.

8-K filing: Stock split 1-for-10 | Outstanding: 97,036,029 → 9

8-K filing: The company sold 4,000 shares of Series A Preferred Stock to Wenzhao Lu, the Company's Chairman of the Board, for gross proceeds of $4,000,000 in a private placement. ($4.0M proceeds)

10-Q filing | 97.0M shares outstanding

8-K filing: The company designated up to 15,000 shares each of Series A and Series B Preferred Stock with specific rights, preferences, and limitations outlined in their respective Certificates of Designation, including dividend, liquidation, and conversion rights, as well as anti-dilution protection for stock splits and fundamental transactions.

8-K filing: Avalon GloboCare Corp. completed two private placements on August 5, 2022, selling a total of 769,231 shares of common stock for $600,000 in gross proceeds; one to Wenzhao "Daniel" Lu, Chairman of the Board, and another to Emma Li Xu Qingbo, a non-affiliate. ($0.6M proceeds)

10-Q filing | 99.2M shares outstanding

8-K filing: Avalon GloboCare Corp. closed a Debt Settlement Agreement with Wenzhao "Daniel" Lu, converting $2.9 million of debt into 4,442,989 shares of common stock at $0.65 per share and also closed a Conversion Agreement with Fsunshine Trading PTE. Ltd., converting $3.7 million of Convertible Notes into 5,736,451 shares of common stock at $0.65 per share.

S-3 filing: The filing is an S-3 registration statement for the potential future sale of common stock, preferred stock, warrants or units up to an aggregate initial offering price of $50,000,000, and also registers the resale of 6,198,237 shares of common stock by a selling shareholder.

10-Q filing | 88.5M shares outstanding

8-K filing: Avalon GloboCare Corp. sold a Convertible Note for $2,669,521.60 and issued a warrant to acquire 889,840 shares of common stock to an accredited investor on April 15, 2022.

10-K filing | 88.6M shares outstanding

8-K filing: Avalon GloboCare Corp. sold 2,400,000 shares of common stock to Wenzhao "Daniel" Lu at a price of $1.25 per share in a debt conversion, resulting in gross proceeds of $3,000,000. ($3.0M proceeds)

10-Q filing | 86.0M shares outstanding

10-Q filing | 85.4M shares outstanding

10-Q filing | 84.4M shares outstanding

10-K filing | 82.3M shares outstanding

10-Q filing | 81.4M shares outstanding

10-Q filing | 76.2M shares outstanding

10-K filing | 73.3M shares outstanding

8-K filing: Avalon GloboCare Corp. sold 645,161 shares of common stock to WLM Limited at $1.55 per share for $1,000,000. ($1.0M proceeds)