Beneficient (BENF) - Dilution Analysis

8-K filing: Beneficient, through a subsidiary, completed a primary capital transaction on January 5, 2026, issuing 302,273 shares of Series B-9 Resettable Convertible Preferred Stock to a customer in exchange for a limited partner interest in an investment fund. ($3.02M proceeds)

S-1 filing: This prospectus relates to the offer and sale of up to 71,017,840 shares of Class A common stock by the selling holders identified in this prospectus.

10-Q filing | 110.8M shares outstanding

8-K filing: Beneficient Company Holdings, L.P. issued 101,294,288 shares of Class A Common Stock upon conversion of Preferred Series A Subclass 1 Unit Accounts at a value of $52.6 million. ($52.6M proceeds)

10-K filing | 9.5M shares outstanding

8-K filing: Beneficient closed a primary capital transaction on June 17, 2025, issuing 191,037 shares of Series B-8 Resettable Convertible Preferred Stock in exchange for a limited partner interest valued at $1,910,370. ($1.91M proceeds)

8-K filing: Beneficient issued 23,333 shares of Series B-7 Resettable Convertible Preferred Stock in exchange for a limited partner interest in an investment fund.

8-K filing: Beneficient closed a primary capital transaction issuing 965,576 shares of Series B-6 Resettable Convertible Preferred Stock in exchange for a limited partner interest with a net asset value of $9.6 million. ($9.6M proceeds)

10-Q filing | 8.4M shares outstanding

8-K filing: Beneficient closed a primary capital transaction on December 31, 2024, issuing 136,193 shares of Series B-5 Resettable Convertible Preferred Stock in exchange for a limited partner interest in an investment fund.

10-Q filing | 4.8M shares outstanding

S-1/A filing: This S-1/A filing registers the offer and sale of 203,212,927 shares of Class A common stock by selling holders, including shares issuable under a Standby Equity Purchase Agreement with Yorkville, convertible debentures, warrants, and conversions of preferred stock.

S-1/A filing: This S-1/A filing relates to the offer and sale of 203,212,927 shares of Class A common stock by selling holders, including shares issuable under a Standby Equity Purchase Agreement with Yorkville, shares issuable upon conversion of convertible debentures and exercise of warrants, and shares issued to Mendoza, Interest Solutions, Convergency Partners, Maxim Partners and the Vendor.

S-1 filing: This S-1 filing registers the resale of Class A common stock by selling holders, including shares issuable under a Standby Equity Purchase Agreement (SEPA) with Yorkville, shares from convertible debentures and warrants issued to Yorkville, shares issuable from convertible preferred stock issued to Mendoza Ventures, Interest Solutions and Convergency Partners, and shares issued to Maxim Partners and Mendota Financial Company.

S-3/A filing: This prospectus relates to the offer and sale, from time to time, by the selling holders identified in this prospectus of up to 8,890,377 shares of Class A common stock of Beneficient.

POS AM filing: This post-effective amendment terminates the effectiveness of the original registration statement and deregisters the offer of all securities previously registered.

8-K filing: Beneficient sold 150,000 shares of its Class A common stock to Cangany Capital Management for $1.58 per share. ($0.24M proceeds)

8-K filing: Beneficient entered into subscription agreements with Cangany Capital Management, Thomas O. Hicks, and CFH Ventures, Ltd. for the purchase of Class A common stock at $1.97 per share.

S-3 filing: This is an S-3 filing by Beneficient relating to the offer and sale of up to 12,801,401 shares of Class A common stock by selling holders, including shares issuable under a Standby Equity Purchase Agreement with Yorkville, shares issuable upon conversion of convertible debentures and exercise of warrants also with Yorkville, and shares issuable upon conversion of preferred stock issued to Mendoza Ventures, Interest Solutions, and Convergency Partners.

8-K filing: On August 20, 2024, the Company entered into a subscription agreement with Cangany Capital Management, LLC, pursuant to which Cangany Capital Management purchased 47,500 shares of Class A common stock at a price per share of $2.33. ($0.11M proceeds)

10-Q filing | 3.7M shares outstanding

10-K filing | 4.0M shares outstanding

10-Q filing | 254.9M shares outstanding

S-1/A filing: This S-1/A filing relates to the offer and sale of Class A common stock, GRID Warrants, and Series A preferred stock by selling holders, as well as the issuance of Class A common stock and Series A preferred stock upon exercise of GRID Warrants.

S-1/A filing: This S-1/A filing relates to the offer and sale of up to 17,901,459 shares of Class A common stock, 942,249 warrants exercisable for Class A common stock and Series A preferred stock, and 942,249 shares of Series A preferred stock underlying the warrants by selling holders.

10-Q filing | 237.7M shares outstanding

S-1 filing: This S-1 filing relates to the offer and sale of Class A common stock, warrants, and Series A preferred stock by selling holders, as well as the issuance of Class A common stock and Series A preferred stock upon exercise of warrants.

S-1/A filing: This prospectus relates to the offer and sale of up to 91,240,875 shares of Class A common stock by the selling security holder, YA II PN, Ltd., pursuant to a Standby Equity Purchase Agreement.

POS AM filing: This prospectus relates to the issuance of shares of Class A common stock and Series A convertible preferred stock issuable upon the exercise of warrants and the conversion of Series A preferred stock.

S-1/A filing: This S-1/A filing relates to the offer and sale of up to 225,455,974 shares of Class A common stock, 132,500 warrants exercisable for Class A common stock and Series A preferred stock at $11.50, and 132,500 shares of Series A preferred stock underlying the Warrants by selling holders.

S-1/A filing: This prospectus relates to the offer and sale, from time to time, by the selling holders identified in this prospectus of up to 468,562 shares of Class A common stock.

S-1/A filing: The filing relates to the offer and sale of up to 91,240,875 shares of Class A common stock by selling security holders, including shares that may be issued and sold to YA II PN, Ltd. pursuant to a Standby Equity Purchase Agreement.

POS AM filing: This POS AM filing from 2023-08-31 relates to warrants exercisable for Class A common stock and Series A preferred stock, as well as shares of Class A common stock issuable upon conversion of the Series A preferred stock, with proceeds from warrant exercises intended for general corporate purposes.

S-1/A filing: This S-1/A filing registers 468,562 shares of Class A common stock for resale by selling holders, originally issued as compensation to Maxim Group, LLC for underwriting services related to the Avalon IPO. The company will not receive any proceeds from the sale of these shares.

S-1/A filing: This S-1/A filing registers 225,455,974 shares of Class A common stock (inclusive of shares underlying warrants and convertible preferred stock), 132,500 warrants to purchase Class A common stock and Series A convertible preferred stock, and 132,500 shares of Series A convertible preferred stock underlying the warrants, for offer and sale by selling holders.

10-Q filing | 240.0M shares outstanding

S-1 filing: This prospectus relates to the offer and sale of up to 225,455,974 shares of our Class A common stock, 132,500 warrants, and 132,500 shares of Series A preferred stock by the selling holders.

S-1 filing: This prospectus relates to the offer and sale, from time to time, by the selling holders of up to 468,562 shares of Class A common stock.

POS AM filing: This prospectus relates to the issuance by Beneficient of up to (i) 23,625,000 shares of Class A common stock and 23,625,000 shares of Series A convertible preferred stock, issuable upon the exercise of 23,625,000 outstanding warrants, with each warrant exercisable for one share of Class A common stock and one share of Series A preferred stock, at an exercise price of $11.50, and (ii) 3,881,250 shares of Class A common stock upon the conversion of 15,525,000 shares of the Company

S-1 filing: The filing relates to the offer and sale of up to 91,240,875 shares of Class A common stock by the selling security holder, YA II PN, Ltd., pursuant to a Standby Equity Purchase Agreement.

10-K filing | 234.5M shares outstanding