Nuburu, Inc. (BURU) - Dilution Analysis

RW filing: Nuburu, Inc. is requesting the withdrawal of their Registration Statement on Form S-3 (File No. 333-287169) because they did not satisfy the registrant requirements under general instruction I.A.3(b) of Form S-3 due to two late Current Reports on Form 8-K.

10-K filing | 154.6M shares outstanding

S-1 filing: This S-1 filing relates to the resale of up to 230 million shares of common stock by YA II PN, LTD., issued pursuant to a Securities Purchase Agreement, along with warrants to purchase additional shares, with the company not receiving proceeds from the resale but potentially from warrant exercises.

S-1 filing: This S-1 filing relates to the resale of up to 130 million shares of common stock by YA II PN, LTD.

10-Q filing | 433.6M shares outstanding

S-1 filing: This S-1 filing outlines a proposed offering of common stock, pre-funded warrants, and common warrants by Nuburu, Inc., with the goal of raising capital for working capital purposes and strategic investments.

S-1 filing: This S-1 filing registers shares of common stock for resale by YA II PN, LTD. under a previously established agreement, outlining the terms for potential future sales and providing details on the company's securities, governance, executive compensation, and related party transactions.

S-1 filing: This prospectus relates to the offer and sale from time to time by the selling stockholders named in this prospectus of up to 25,938,157 shares of common stock, par value $0.0001 per share of Nuburu, Inc.

10-Q filing | 80.0M shares outstanding

8-K filing: Nuburu, Inc. settled outstanding claims with Silverback Capital Corporation by issuing shares of common stock, including 400,000 shares as a settlement fee, pursuant to a court-approved Settlement Agreement and in compliance with Section 3(a)(10) of the Securities Act.

S-1/A filing: This S-1/A filing registers for resale up to 40,700,408 shares of common stock by selling stockholders, including shares issuable upon conversion of promissory notes.

S-1/A filing: This S-1/A filing registers 20 million shares of common stock for resale by YA II PN, LTD. under a previously announced equity line of credit. The company may sell up to $100 million of common stock to the selling stockholder.

8-K filing: Nuburu, Inc. issued a $400,000 face amount unsecured, convertible note to Torcross Capital LLC in exchange for 40,000 shares of Series A Preferred Stock and issued a $100,000 face amount unsecured, convertible note to Torcross Capital LLC in exchange for a capital infusion of $100,000.

8-K filing: Nuburu, Inc. issued convertible notes to Bomore Opportunity Group Ltd in exchange for preferred stock and a capital infusion. ($1.05M proceeds)

S-1 filing: This S-1 filing registers for resale up to 47,202,891 shares of common stock by selling stockholders, including shares issuable upon conversion of promissory notes and shares issued to various entities.

8-K filing: Nuburu, Inc. issued convertible notes to Brick Lane Capital Management Limited in exchange for preferred stock and a capital infusion, with potential conversion to common stock limited to 19.9% of outstanding shares until stockholder approval is obtained.

S-1 filing: This S-1 filing registers shares of common stock for resale by YA II PN, LTD., the selling stockholder, under a previously established equity line of credit. The company may receive up to $100 million in gross proceeds from sales of common stock to the selling stockholder pursuant to the SEPA, to be used primarily for working capital and general corporate purposes, and for purposes of the transactions that are part of our Transformation Plan.

10-Q filing | 52.4M shares outstanding

S-3 filing: The company may offer and sell, in one or more series or issuances, any combination of securities described in this prospectus, up to an aggregate amount of $100 million.

10-K filing | 48.8M shares outstanding

8-K filing: Nuburu, Inc. authorized the issuance of 2,830,000 shares of common stock to COEPTIS' NexGenAI Affiliates Network, 1,000,000 shares of common stock to Phoenix MGMT Consulting LLC, and 6,086,957 shares of common stock to SFE as consideration for escrowing approximately $4.2 million in assets.

S-1/A filing: This S-1/A filing relates to the resale of up to 1,905,904 shares of common stock issuable upon conversion of certain convertible notes and as consideration for certain advisory services by the Selling Stockholders.

S-1/A filing: This prospectus relates to the resale by selling stockholders of up to 1,905,904 shares of common stock issuable upon conversion of certain convertible notes and as consideration for certain advisory services.

S-1/A filing: This S-1/A filing relates to the resale of up to 1,905,904 shares of common stock by selling stockholders, issuable upon conversion of certain convertible notes and as consideration for certain advisory services.

10-Q filing | 18.7M shares outstanding

8-K filing: Nuburu, Inc. entered into a master transaction terms agreement with Liqueous LP, establishing a strategic financing framework that includes an immediate capital infusion, subsequent weekly infusions, acquisition and conversion of outstanding notes, adjustment of pre-funded warrants, and an equity line of credit. ($3.0M proceeds)

S-1 filing: This S-1 filing relates to the resale by selling stockholders of up to 1,905,904 shares of common stock issuable upon conversion of certain convertible notes and as consideration for certain advisory services.

10-Q filing | 3.3M shares outstanding

8-K filing: Stock split 1-for-40 | Outstanding: 922,894 → 23,072

8-K filing: Stock split 1-for-40 | Outstanding: 36,915,762 → 922,894

8-K filing: Nuburu, Inc. announced a 1-for-40 reverse stock split effective June 24, 2024, and the company previously issued convertible promissory notes that may result in the issuance of shares of common stock.

10-Q filing | 36.9M shares outstanding

10-K filing | 36.9M shares outstanding

8-K filing: Nuburu, Inc. entered into a Securities Purchase Agreement to sell $3,000,000 of newly issued shares of common stock at $0.125 per share to certain accredited investors, and will issue warrants exercisable for an amount of common stock equal to 100% of the shares at $0.1625 per share. ($3.0M proceeds)

10-Q filing | 35.4M shares outstanding

10-Q filing | 34.8M shares outstanding

8-K filing: Nuburu, Inc. completed a private placement on June 16, 2023, involving the sale of convertible promissory notes in the aggregate principal amount of $1.3 million and warrants to purchase up to 1,889,535 shares of common stock.

8-K filing: Nuburu, Inc. entered into a Note and Warrant Purchase Agreement for the sale of convertible promissory notes in the aggregate principal amount of $7.925 million and warrants to purchase up to 11,518,895 shares of the Company's common stock.

10-Q filing | 34.9M shares outstanding

POS AM filing: This is a POS AM filing for NUBURU, INC. which includes the issuance of common stock upon exercise of warrants and a secondary offering of common and Series A preferred stock.

10-K filing | 33.6M shares outstanding

S-1 filing: This S-1 filing relates to the offer and resale of up to 15,600,000 shares of common stock of Nuburu, Inc. by Lincoln Park Capital Fund, LLC, with Nuburu potentially receiving gross proceeds of up to $100,000,000 from the sale of shares to Lincoln Park.

S-1/A filing: This S-1/A filing relates to the issuance of common stock upon warrant exercise and resale of common and preferred stock by selling stockholders of Nuburu, Inc.

S-1/A filing: This S-1/A filing relates to the issuance of common stock upon exercise of warrants and the resale of common and preferred stock by selling stockholders of NUBURU, INC.

S-1 filing: This S-1 filing includes the issuance of common stock upon exercise of warrants and a secondary offering of common and Series A preferred stock by selling stockholders of NUBURU, INC.

8-K filing: The Business Combination is accounted for as a reverse recapitalization, treating Legacy Nuburu as the accounting acquirer and Tailwind as the accounting acquiree. ($0.03M proceeds)

10-Q filing | 8.4M shares outstanding

10-Q filing | 8.4M shares outstanding

10-Q filing | 8.4M shares outstanding

10-K filing | 8.4M shares outstanding

10-Q filing | 8.4M shares outstanding

10-Q filing | 8.4M shares outstanding

10-Q filing | 33.4M shares outstanding

10-K filing | 33.4M shares outstanding

8-K filing: Tailwind Acquisition Corp. entered into a Business Combination Agreement with QOMPLX, Inc., involving a merger and related transactions, including PIPE Financing where investors agreed to purchase 16,000,000 shares of New QOMPLX Common Stock at $10.00 per share, and Tailwind agreed to issue an additional 835,539 shares to Cannae for acting as the lead investor. ($180.0M proceeds)

10-Q filing | 33.4M shares outstanding

10-Q filing | 33.4M shares outstanding

8-K filing: Tailwind Acquisition Corp. consummated its IPO of 33,421,570 units at $10.00 per unit, generating gross proceeds of $334,215,700, and also consummated a private placement of 9,700,000 private placement warrants to Tailwind Sponsor LLC at $1.00 per warrant, generating proceeds of $9,700,000; the company also adopted its Amended and Restated Certificate of Incorporation and Amended and Restated Bylaws. ($343.92M proceeds)

S-1/A filing: This is an initial public offering of units of Tailwind Acquisition Corp., a blank check company, with each unit consisting of one share of Class A common stock and one-half of one warrant, for a total offering of $300,000,000.

S-1 filing: This is an initial public offering of units of Tailwind Acquisition Corp., a newly organized blank check company. Each unit has an offering price of $10.00 and consists of one share of Class A common stock and one-half of one warrant. Tailwind Sponsor LLC will purchase an aggregate of 9,700,000 warrants at a price of $1.00 per warrant ($9,700,000 in the aggregate) in a private placement that will close simultaneously with the closing of this offering.