Capstone Holding Corp. (CAPS) - Dilution Analysis
Visualizing historical and potential share dilution over time
Dilution Analysis
Risk Assessment Details
Summary
CAPS currently has 12.6M outstanding shares. with significant dilution risk as 9.24M authorized shares could dilute existing holders by 73.2%. The company has significantly diluted shareholders by 113.97% over the past 2 years, indicating aggressive capital raising.
Share Structure Timeline
Historical Data Points
| Date | Event | Outstanding | Supply |
|---|---|---|---|
| Jun 29, 2026 |
S-1 filing: The company is registering 3,000,000 shares of common stock to be issued and resold under an equity line of credit pursuant to a purchase agreement dated June 11, 2026. |
13M | 9.2M |
| Jun 29, 2026 |
S-1 filing: The registration covers the resale of up to 4,407,334 shares of common stock by a selling stockholder, including shares issuable upon conversion of a convertible note and exercise of a warrant. |
13M | 6.2M |
| Jun 12, 2026 |
8-K filing: Capstone Holding Corp. entered into an Amended and Restated Common Stock Purchase Agreement with an investor to sell up to $20 million of common stock through equity line financing. |
13M | 1.8M |
| May 20, 2026 |
10-Q filing | 12.6M shares outstanding |
13M | 1.8M |
| Nov 18, 2025 |
10-Q filing | 8.3M shares outstanding |
8.3M | 6.2M |
| Oct 06, 2025 |
8-K filing: Capstone Holding Corp. entered into an Exchange Agreement with Brookstone Lenders, issuing Series Z Preferred Stock in exchange for outstanding notes, and also adjusted the conversion price of senior secured convertible notes with an institutional investor. |
5.4M | 9.1M |
| Aug 15, 2025 |
8-K filing: Capstone Holding Corp. agreed to reduce the conversion price of the Convertible Note to $1.00 starting on August 15, 2025, allowing the Buyer to convert up to $1,363,736 of principal amount of the Note at the new conversion price. |
5.2M | 9.3M |
| Aug 15, 2025 |
10-Q filing | 5.4M shares outstanding |
5.4M | 9.1M |
| Aug 04, 2025 |
S-1 filing: This S-1 filing relates to the offer and resale of up to 4,081,672 shares of common stock issuable upon conversion of a convertible note. |
5.2M | 9.3M |
| Jun 09, 2025 |
S-1/A filing: This S-1/A filing relates to the offer and resale of up to 5,190,251 shares of common stock by the selling stockholder. |
5.2M | 5.2M |
| Jun 03, 2025 |
S-1 filing: Capstone Holding Corp. is offering up to 5,190,251 shares of common stock through a combination of commitment shares and equity line securities. |
5.2M | 5.2M |
| May 15, 2025 |
10-Q filing | 5.2M shares outstanding |
5.2M | 0 |
| Mar 31, 2025 |
10-K filing | 5.2M shares outstanding |
5.2M | 0 |
| Mar 11, 2025 |
8-K filing: Capstone Holding Corp. closed a public offering on March 7, 2025, selling 1,250,000 shares of common stock at $4.00 per share, resulting in gross proceeds of $5 million, and issued warrants to the underwriters to purchase 62,500 shares at an exercise price of $4.00 per share. ($5.0M proceeds) |
N/A | 0 |
| Feb 06, 2025 |
S-1/A filing: This is an S-1/A filing for a common stock offering managed by Joseph Gunnar & Co., LLC. The underwriters have a 45-day option to purchase up to an additional 187,500 shares of common stock to cover over-allotments. |
N/A | 190K |
| Jan 27, 2025 |
S-1/A filing: This is an S-1/A filing for a common stock offering managed by Joseph Gunnar & Co., LLC. The company grants a 45-day option to underwriters to purchase up to 187,500 additional shares for over-allotments. |
N/A | 190K |