CADIZ INC (CDZI) - Dilution Analysis

10-Q filing | 83.8M shares outstanding

10-K filing | 83.2M shares outstanding

10-Q filing | 82.0M shares outstanding

8-K filing: Cadiz Inc. entered into a definitive agreement with Lytton Rancheria of California, where Lytton will provide an unsecured term loan of up to $51,000,000 for the Mojave Groundwater Bank project, with provisions for conversion into equity and issuance of common stock to Lytton.

10-Q filing | 81.9M shares outstanding

10-Q filing | 81.8M shares outstanding

10-K filing | 75.4M shares outstanding

8-K filing: Cadiz Inc. entered into a placement agent agreement with Roth Capital Partners, LLC for the sale of 5,715,000 shares of common stock at $3.50 per share in a registered direct offering, with expected net proceeds of approximately $18.3 million. ($20.0M proceeds)

10-Q filing | 68.1M shares outstanding

8-K filing: Cadiz Inc. entered into a placement agent agreement with B. Riley Securities, Inc. for the sale of 7,000,000 shares of its common stock at $3.34 per share in a registered direct offering, with Heerema International Group Services SA participating to maintain approximately 34% ownership. ($23.38M proceeds)

10-Q filing | 67.8M shares outstanding

S-3 filing: The company may offer and sell, in one or more offerings, up to $200,000,000 in any combination of debt securities, common stock, preferred stock, depositary shares, warrants, subscription rights and units.

10-Q filing | 67.3M shares outstanding

8-K filing: Cadiz, Inc. issued 166,036 shares of common stock to three institutional lenders as consideration for consents and releases related to amendments to their Credit Agreement and Security Agreement.

10-K filing | 66.7M shares outstanding

8-K filing: Cadiz Inc. issued a warrant to purchase 1,000,000 shares of common stock to the Heerema Lender and will issue 166,036 shares of common stock as consent fee.

10-Q filing | 66.6M shares outstanding

10-Q filing | 66.6M shares outstanding

8-K filing: Three Cadiz Inc. Board of Directors members purchased the Company's common stock as part of a 5.1 million share block trade from Odey Asset Management, LLC on July 13, 2023, facilitated by B. Riley Securities. On June 12 and 13, 2023, certain existing Cadiz shareholders purchased 1.7 million shares of the Company's common stock from OAM.

10-Q filing | 66.5M shares outstanding

S-3 filing: This is an S-3 filing providing information on the company's business, including the acquisition of ATEC Systems, its reliance on debt and equity financing, and an amendment to its credit agreement regarding a convertible loan into shares of common stock.

10-K filing | 55.8M shares outstanding

8-K filing: Cadiz Inc. entered into a First Amendment to Credit Agreement with B. Riley Commercial Capital, LLC, potentially leading to the issuance of up to 3,971,870 shares of common stock upon conversion of a Convertible Loan, subject to stockholder approval.

8-K filing: Cadiz Inc. entered into a placement agent agreement with B. Riley Securities, Inc. and Northland Securities, Inc. for the sale and issuance of 10,500,000 shares of common stock to certain institutional investors at a purchase price of $3.84 per share, for an aggregate purchase price of $40.32 million. ($40.32M proceeds)

10-Q filing | 50.8M shares outstanding

8-K filing: Cadiz Inc. entered into a Securities Purchase Agreement to sell 5,000,000 shares of common stock at $2.00 per share in a registered direct offering, with the closing expected on November 14, 2022. ($10.0M proceeds)

10-Q filing | 50.8M shares outstanding

10-Q filing | 50.8M shares outstanding

10-K filing | 43.7M shares outstanding

8-K filing: Cadiz Inc. entered into a Securities Purchase Agreement on March 20, 2022, to sell 6,857,140 shares of its common stock at $1.75 per share in a registered direct offering, resulting in gross proceeds of approximately $12 million. ($12.0M proceeds)

10-Q filing | 42.5M shares outstanding

10-Q filing | 40.6M shares outstanding

8-K filing: Cadiz Inc. entered into a senior secured credit agreement for $50.0 million and issued warrants to purchase 1,000,000 shares of common stock in connection with the agreement. ($54.03M proceeds)

S-3 filing: The filing is an S-3 form for the potential offering and sale of up to $205,000,000 in any combination of debt securities, common stock, preferred stock, depositary shares, warrants, subscription rights and units.

8-K filing: Cadiz Inc. entered into a placement agent agreement with B. Riley Securities, Inc. for the sale and issuance of 1,219,512 shares of common stock at $12.30 per share, totaling approximately $15 million. ($15.0M proceeds)

10-Q filing | 38.3M shares outstanding

10-K filing | 36.9M shares outstanding

10-Q filing | 35.4M shares outstanding

S-3/A filing: Cadiz Inc. is filing a registration statement for the proposed issuance and sale of common stock, preferred stock, senior debt securities, subordinated debt securities, warrants, rights, and units with an aggregate offering price of up to $150,000,000.

10-Q filing | 34.8M shares outstanding

S-3 filing: This is a shelf registration for various securities, including common stock, preferred stock, warrants, subscription rights and units.

10-Q filing | 34.8M shares outstanding

S-3/A filing: This is an S-3/A filing for the offering of common stock and preferred shares.

S-3 filing: This is an S-3 filing detailing the offering of common stock and preferred shares. The common stock offering includes shares issuable upon conversion of preferred shares and notes, as well as additional common shares held by selling securityholders. The preferred shares were issued in exchange for the satisfaction of an outstanding amount payable under the company's 2020 notes.

10-K filing | 34.4M shares outstanding

8-K filing: Cadiz Inc. entered into Conversion and Exchange Agreements with certain holders of Convertible Notes, exchanging $27,340,875.00 for 10,000 shares of Series 1 Preferred Stock and converting $17,480,302.33 into 2,589,674 shares of Common Stock at $6.75 per share.