DIH HOLDING US, INC. (DHAI) - Dilution Analysis

10-K filing | 2.1M shares outstanding

8-K filing: DIH Holding US, Inc. entered into a Securities Purchase Agreement to sell $2,222,222 in principal amount of 8% Original Issue Discount Senior Secured Convertible Debentures in a private placement, with warrants to purchase 8,888,888 shares of common stock.

8-K filing: DIH Holding US, Inc. issued 1,540,277 shares of Common Stock to an investor in exchange for a portion of a convertible debenture redemption payment due on May 1, 2025, as part of an amendment to a Securities Purchase Agreement.

10-Q filing | 47.3M shares outstanding

8-K filing: DIH Holding US, Inc. completed a public offering of 5,937,100 common units, each consisting of one share of Class A common stock and one Class A warrant at a price of $0.7832 per unit, resulting in net proceeds of approximately $3.9 million after fees and expenses. ($4.65M proceeds)

S-1/A filing: This is an S-1/A filing for a combination registered offering of up to $10 million worth of units each comprised of common stock or pre-funded warrants and Class A warrants with Maxim Group LLC acting as placement agent.

S-1 filing: DIH Holding US, Inc. is offering Units, each consisting of one share of Class A Common Stock and one Class A warrant. The offering also includes Pre-Funded Warrants in lieu of common stock for certain investors and shares issuable upon exercise of warrants. Maxim is the placement agent.

POS AM filing: This is a POS AM filing for the resale of up to 21,590,211 shares of Class A Common Stock, up to 6,470,000 warrants and up to 13,335,100 shares of Class A Common Stock that are issuable by the company upon the exercise of outstanding warrants.

10-Q filing | 40.5M shares outstanding

S-1/A filing: This S-1/A filing registers the resale of securities issued in a private placement, including debentures convertible into common stock and warrants to purchase common stock.

S-1/A filing: This S-1/A filing registers the resale of common stock and warrants by selling stockholders, including shares issuable upon conversion of debentures and exercise of warrants.

S-1/A filing: This S-1/A filing registers for resale (i) up to an aggregate of 24,125,211 shares of DIH Holding US, Inc. Class A common stock, (ii) 6,470,000 warrants held by the Former Sponsor, and (iii) the offer and sale of up to 10,100,000 shares of common stock that are issuable by us upon the exercise of outstanding warrants that were previously registered.

10-Q filing | 40.5M shares outstanding

S-1 filing: This S-1 filing registers for resale (i) up to 24,125,211 shares of DIH Holding US, Inc. Class A common stock held by selling stockholders, (ii) 6,470,000 warrants held by the Former Sponsor and (iii) up to 10,100,000 shares of common stock that are issuable upon the exercise of outstanding warrants that were previously registered.

10-K filing | 40.5M shares outstanding

8-K filing: DIH Holding US, Inc. entered into a Securities Purchase Agreement to sell $3,300,000 in principal amount of 8% Original Issue Discount Senior Secured Convertible Debentures, initially convertible into 660,000 shares of Class A common stock at a conversion price of $5.00 per share, and issued warrants to purchase 330,000 shares of common stock at an exercise price of $5.00.

10-K filing | 40.5M shares outstanding

8-K filing: New DIH issued 229,797 shares of its Class A Common Stock to Maxim and to other vendors as partial payment of expenses owed in connection with the closing of the business combination and New DIH filed its Amended and Restated Certificate of Incorporation and adopted its Amended and Restated Bylaws.

10-Q filing | 5.4M shares outstanding

10-Q filing | 5.7M shares outstanding

10-Q filing | 5.7M shares outstanding

10-K filing | 6.0M shares outstanding

10-Q filing | 20.2M shares outstanding

10-Q filing | 20.2M shares outstanding

10-Q filing | 20.2M shares outstanding

S-1/A filing: This S-1/A filing includes information about an offering managed by Maxim Group LLC, involving Class A ordinary shares and warrants, with proceeds to be held in a trust account.

S-1/A filing: This S-1/A filing relates to an offering of units at $10.00 per unit for a total of $200,000,000. Each unit contains Class A ordinary shares, warrants, and rights. Additionally, the underwriter has an over-allotment option. The company also issued 5,750,000 Class B ordinary shares to the sponsor for $25,000.

S-1/A filing: This S-1/A filing relates to an offering of units, each consisting of Class A ordinary shares, warrants, and rights, with Maxim Group LLC acting as the sole book-running manager. Additionally, private placement warrants are being offered.

S-1 filing: This S-1 filing is for an initial public offering of units, Class A ordinary shares, and warrants of Aurora Technology Acquisition Corp, with Maxim Group LLC as the sole book-running manager.