DUOS TECHNOLOGIES GROUP, INC. (DUOT) - Dilution Analysis

10-Q filing | 29.3M shares outstanding

10-K filing | 29.5M shares outstanding

10-Q filing | 20.4M shares outstanding

10-Q filing | 19.4M shares outstanding

S-1 filing: This S-1 filing relates to the offering and resale of up to 4,789,273 shares of common stock by selling stockholders, issuable upon conversion of Series E Preferred Stock.

10-Q filing | 11.4M shares outstanding

10-K filing | 11.5M shares outstanding

8-K filing: Duos Technologies Group, Inc. subsidiary, Duos Energy Corporation, closed an Asset Management Agreement with affiliates of Fortress Investment Group, receiving a 5% equity interest in Sawgrass APR Holdings, LLC in the form of a "profits interest".

10-Q filing | 7.7M shares outstanding

8-K filing: Duos Technologies Group, Inc. issued 344,644 shares of common stock upon the exercise of warrants by 21 April Fund LP and 21 April Fund Ltd., receiving $899,520.84 in proceeds. The company also amended its Articles of Incorporation to reduce the conversion price of its Series E Preferred Stock from $3.00 to $2.61. ($0.9M proceeds)

10-Q filing | 7.5M shares outstanding

8-K filing: Duos Technologies Group, Inc. issued warrants to purchase 300,000 shares of common stock in connection with a secured promissory note agreement.

10-Q filing | 7.3M shares outstanding

S-1 filing: This prospectus relates to the offering and resale by the Selling Stockholders of up to 998,337 shares of common stock issuable upon the conversion of Series D and Series E Convertible Preferred Stock.

8-K filing: Duos Technologies Group, Inc. issued 250 shares of Series D Convertible Preferred Stock for $250,000 on April 3, 2024. ($0.25M proceeds)

10-K filing | 7.2M shares outstanding

8-K filing: Duos Technologies Group, Inc. issued 500 shares of Series D Convertible Preferred Stock for $500,000 and 2,125 shares of Series E Convertible Preferred Stock for $2,125,002 in a private placement. ($2.63M proceeds)

RW filing: The Registration Statement related to the shares of common stock issuable upon conversion of the Company's Series F Convertible Preferred Stock has been withdrawn because the shares of Series F Preferred Stock were exchanged for Series E Convertible Preferred Stock and then cancelled, so no shares of Series F Preferred Stock are outstanding and the shares of Common Stock covered by the Registration Statement are no longer issuable.

S-1/A filing: This is an S-1/A filing for the offering and resale of up to 2,500,000 shares of common stock by selling stockholders, issuable upon conversion of Series E Preferred Stock. The company will not receive any proceeds from the sale.

S-1/A filing: This prospectus relates to the offering and resale by the Selling Stockholders identified herein of up to 2,500,000 shares of common stock issuable upon the conversion of a total of 7,500 shares of Series E Convertible Preferred Stock.

S-1 filing: This S-1 filing relates to the offering and resale of up to 2,500,000 shares of common stock issuable upon the conversion of Series E Convertible Preferred Stock by Selling Stockholders.

10-Q filing | 7.2M shares outstanding

S-1 filing: This S-1 filing relates to the offering and resale of up to 806,452 shares of common stock of Duos Technologies Group, Inc. by selling stockholders, issuable upon conversion of Series F Convertible Preferred Stock.

10-Q filing | 7.2M shares outstanding

S-1/A filing: This prospectus relates to the offering and resale by the Selling Stockholders of up to 1,333,334 shares of common stock issuable upon the conversion of shares of Series E Convertible Preferred Stock, which we sold to the Selling Stockholders in a private placement on March 27, 2023.

8-K filing: Duos Technologies Group, Inc. entered into a Securities Purchase Agreement with existing investors, issuing 5,000 shares of Series F Convertible Preferred Stock at $1,000 per share for gross proceeds of $5,000,000, and amended its Certificate of Incorporation to authorize the Series F Preferred Stock. ($5.0M proceeds)

S-1 filing: This prospectus relates to the offering and resale by the Selling Stockholders of up to 1,333,334 shares of common stock of Duos Technologies Group, Inc. issuable upon the conversion of shares of Series E Convertible Preferred Stock.

S-3/A filing: This S-3/A filing relates to the offering and sale of securities by the company, assuming the registration statement remains effective, a prospectus supplement is prepared and filed, and the securities are issued and sold according to the prospectus supplement's terms.

S-3 filing: Duos Technologies Group, Inc. files an S-3 to offer and sell up to $50 million in the aggregate of common stock, preferred stock, and debt securities from time to time in one or more offerings.

10-Q filing | 7.2M shares outstanding

10-K filing | 7.2M shares outstanding

8-K filing: Duos Technologies Group, Inc. entered into a Securities Purchase Agreement to sell 4,000 shares of Series E Convertible Preferred Stock to existing investors for $4,000,000, and amended its Certificate of Incorporation to authorize the Series E Preferred Stock. ($4.0M proceeds)

S-1/A filing: This S-1/A filing details the offering and resale of common stock by selling stockholders, including shares issuable upon conversion of Series D Convertible Preferred Stock.

S-1/A filing: This S-1/A filing registers 433,000 shares of common stock issuable upon conversion of Series D Convertible Preferred Stock, along with the resale of up to 1,335,002 shares of common stock by selling stockholders.

S-1 filing: This S-1 filing describes the offering and resale of up to 1,335,002 shares of common stock, of which 433,000 are issuable upon the conversion of Series D Convertible Preferred Stock.

10-Q filing | 6.5M shares outstanding

8-K filing: Duos Technologies Group, Inc. entered into a Securities Purchase Agreement, selling 83,667 shares of common stock at $3.00 a share and 300 shares of Series D Convertible Preferred Stock at $1,000 a share, receiving aggregate proceeds of $551,001.

8-K filing: Duos Technologies Group, Inc. sold 818,335 shares of common stock at $3.00 per share and 999 shares of Series D Convertible Preferred Stock at $1,000 per share, receiving aggregate proceeds of $3,454,003 on September 30, 2022. ($3.45M proceeds)

10-Q filing | 6.1M shares outstanding

10-Q filing | 6.1M shares outstanding

10-K filing | 6.1M shares outstanding

8-K filing: Duos Technologies Group, Inc. completed a public offering of 1,325,000 shares of common stock at $4.00 per share on February 8, 2022, and an additional 198,750 shares on February 17, 2022, for net proceeds of approximately $5.7 million. ($5.7M proceeds)

8-K filing: Duos Technologies Group, Inc. entered into an underwriting agreement with Northland Securities, Inc. to sell 1,325,000 shares of common stock at $4.00 per share, with an option for the underwriter to purchase an additional 198,750 shares. ($5.3M proceeds)

10-Q filing | 3.6M shares outstanding

10-Q filing | 3.6M shares outstanding

S-1/A filing: This S-1/A filing relates to the offering and resale of up to 818,182 shares of common stock issuable upon the conversion of Series C Convertible Preferred Stock, which were previously sold in a private placement.

10-Q filing | 3.5M shares outstanding

S-1 filing: This S-1 filing relates to the offering and resale by the Selling Stockholders of up to 818,182 shares of common stock issuable upon conversion of Series C Convertible Preferred Stock, which were sold in a private placement on February 26, 2021.

10-K filing | 2.0M shares outstanding

8-K filing: The company designated 5,000 shares of Series C Convertible Preferred Stock, each with a stated value of $1,000 and convertible into common stock at a price of $5.50, subject to adjustment for stock splits and other similar transactions.

10-Q filing | 2.0M shares outstanding

POS AM filing: This prospectus relates to the offering and resale by the Selling Stockholders identified herein of up to 5,677,472 shares of Common Stock, of Duos Technologies Group, Inc.

POS AM filing: This is a prospectus for the offering and resale by selling stockholders of up to 5,677,472 shares of Duos Technologies Group, Inc. common stock, including shares underlying convertible preferred stock and warrants.

10-Q filing | 3.5M shares outstanding

10-Q filing | 3.5M shares outstanding

S-3/A filing: DUOS TECHNOLOGIES GROUP, INC. is offering common stock, preferred stock, and debt securities up to $50,000,000 in the aggregate from time to time in one or more offerings.

S-3 filing: DUOS TECHNOLOGIES GROUP, INC. files an S-3 form to offer and sell up to $50,000,000 in the aggregate of common stock, preferred stock, and debt securities from time to time in one or more offerings.

8-K filing: Duos Technologies Group, Inc. completed a public offering of 1,350,000 shares of common stock at $6.00 per share, and the underwriters exercised a portion of their over-allotment option to purchase an additional 192,188 shares at $6.00 per share, resulting in gross proceeds of approximately $9.25 million.

S-1/A filing: This is an S-1/A filing for common stock being registered with ThinkEquity as the underwriter.