ENERGY FOCUS, INC/DE (EFOI) - Dilution Analysis

10-Q filing | 6.2M shares outstanding

10-K filing | 6.3M shares outstanding

10-Q filing | 5.6M shares outstanding

8-K filing: Energy Focus, Inc. sold 264,550 shares of common stock to its CEO and CFO in a private placement for $1.89 per share, totaling $500,000. ($0.5M proceeds)

10-Q filing | 5.4M shares outstanding

8-K filing: Energy Focus, Inc. sold 110,497 shares of common stock at $1.81 per share to its CEO and CFO, Mr. Chiao Chieh (Jay) Huang, in a private placement, totaling $200,000. ($0.2M proceeds)

10-Q filing | 5.3M shares outstanding

8-K filing: Energy Focus, Inc. sold 103,627 shares of common stock to its CEO and CFO in a private placement for a total of $200,000. ($0.2M proceeds)

10-K filing | 4.9M shares outstanding

10-Q filing | 5.3M shares outstanding

10-Q filing | 4.8M shares outstanding

8-K filing: Energy Focus, Inc. sold 534,592 shares of common stock at a price of $1.59 per share in a private placement to Sander Electronics Inc., controlled by CEO Chiao Chieh (Jay) Huang, for gross proceeds of approximately $0.85 million. ($0.0M proceeds)

10-Q filing | 4.4M shares outstanding

8-K filing: Energy Focus, Inc. completed a private placement on March 28, 2024, issuing 283,109 shares of common stock at $1.59 per share, resulting in gross proceeds of approximately $450,143. ($0.45M proceeds)

10-K filing | 4.4M shares outstanding

10-Q filing | 4.3M shares outstanding

8-K filing: Energy Focus, Inc. completed a private placement on September 29, 2023, issuing 853,658 shares of common stock at $2.05 per share, resulting in gross proceeds of approximately $1.75 million. ($1.75M proceeds)

10-Q filing | 3.5M shares outstanding

8-K filing: Energy Focus, Inc. sold 746,875 shares of common stock in a private placement for gross proceeds of approximately $1.3 million. ($1.3M proceeds)

8-K filing: Stock split 1-for-7 | Outstanding: 19,243,610 → 2

S-3 filing: Selling stockholders are offering an aggregate of 8,893,164 shares of common stock on a resale basis.

10-Q filing | 19.2M shares outstanding

8-K filing: Energy Focus, Inc. completed private placements with two board members, issuing a total of 608,502 shares of common stock for gross proceeds of $305,000.

10-K filing | 18.1M shares outstanding

8-K filing: Energy Focus, Inc. entered into a securities purchase agreement with Mei Yun (Gina) Huang, a member of the Company's board of directors, to issue and sell 803,212 shares of common stock at a price of $0.4980 per share in a private placement, resulting in gross proceeds of $400 thousand before offering expenses. ($0.4M proceeds)

8-K filing: Energy Focus, Inc. completed a private placement of 5,446,252 shares of common stock at $0.5008 per share, resulting in gross proceeds of approximately $2.1 million, and also exchanged approximately $809,000 of promissory notes for 1,436,959 shares of common stock at $0.5630 per share. ($2.1M proceeds)

8-K filing: Energy Focus, Inc. sold 257,798 shares to Mei-Yun (Gina) Huang at $0.3879 per share on January 5, 2023, and an additional 325,803 shares to the same purchaser at $0.4604 per share on January 10, 2023, in private placements, resulting in aggregate gross proceeds of $250 thousand for the Company.

8-K filing: Energy Focus, Inc. exchanged a Partitioned Note for 271,412 shares of its common stock with Streeterville Capital, LLC on December 13, 2022, satisfying a Redemption Notice.

10-Q filing | 9.2M shares outstanding

8-K filing: Energy Focus, Inc. exchanged a Partitioned Note with Streeterville Capital, LLC for 385,918 shares of the Company's common stock.

10-Q filing | 9.2M shares outstanding

S-3 filing: This is an S-3 filing for the resale by the selling stockholders of the outstanding shares of common stock that were issued in connection with the closing of the Private Placement, the shares of common stock issued and issuable upon exercise of the Warrants, and any securities issued or then issuable in respect of any such shares of common stock.

8-K filing: Energy Focus, Inc. entered into a securities purchase agreement to issue and sell 1,313,462 shares of common stock, pre-funded warrants to purchase up to 1,378,848 shares of common stock and warrants to purchase up to 2,692,310 shares of common stock in a private placement for gross proceeds of approximately $3.5 million. ($3.5M proceeds)

10-Q filing | 6.4M shares outstanding

10-K filing | 6.5M shares outstanding

S-3 filing: Energy Focus, Inc. may offer shares of its common stock from time to time under this prospectus, at prices and on terms to be determined at the time of offering, up to a maximum aggregate offering price equal to the amount set forth on the cover page of this prospectus.

S-3 filing: Energy Focus, Inc. is filing a registration statement on Form S-3 to register the resale of common stock and warrants issued in a private placement that closed on December 16, 2021.

8-K filing: Energy Focus, Inc. entered into a securities purchase agreement to issue and sell 1,193,185 shares of common stock, pre-funded warrants to purchase up to 85,228 shares, and warrants to purchase up to 1,278,413 shares in a private placement, with gross proceeds of approximately $4.5 million. ($4.5M proceeds)

10-Q filing | 5.1M shares outstanding

10-Q filing | 5.1M shares outstanding

8-K filing: Energy Focus, Inc. sold 990,100 shares of common stock at a price of $5.05 per share in a registered direct offering. ($5.0M proceeds)

10-Q filing | 4.0M shares outstanding

10-K filing | 3.7M shares outstanding

10-Q filing | 3.5M shares outstanding

10-Q filing | 3.2M shares outstanding

10-Q filing | 15.9M shares outstanding

S-1 filing: This is an S-1 filing for Energy Focus, Inc. registering the resale of common stock issuable upon exercise of warrants and conversion of Series A Preferred Stock by selling stockholders.

10-K filing | 15.9M shares outstanding