FOCUS UNIVERSAL INC. (FCUV) - Dilution Analysis

10-Q filing | 2.1M shares outstanding

8-K filing: Focus Universal Inc. closed a $4,000,000 private placement of securities with a private accredited investor on April 8, 2026, involving the sale of Common Units, each consisting of one share of common stock (or a Pre-Funded Warrant), a Series A PIPE Common Warrant, and a Series B PIPE Common Warrant. ($4.0M proceeds)

10-K filing | 1.0M shares outstanding

8-K filing: Focus Universal Inc. regains compliance with Nasdaq listing standards after completing a private placement of Series A Preferred Stock and subsequent conversion to common stock, resulting in stockholders' equity of at least $2.5 million. ($3.0M proceeds)

S-1/A filing: This S-1/A filing describes an offering of common stock by selling stockholders, with up to 10,558,975 shares available upon conversion of Series B Preferred Stock.

S-1/A filing: This S-1/A filing describes the offering of up to 10,558,975 shares of common stock by selling stockholders, issued upon conversion of Series B Preferred Stock.

S-1 filing: This S-1 filing outlines an offering of common stock by selling stockholders upon conversion of Series B Preferred Stock.

8-K filing: Focus Universal Inc. issued 825,000 shares of restricted Common Stock upon conversion of Series A Preferred Stock, including 550,000 shares to Chairman Edward Lee; all Series A Preferred Stock is now converted.

8-K filing: Focus Universal Inc. issued 750,000 shares of Series A Convertible Preferred Stock in a private placement for $3,000,000 and committed to sell up to 8,236 shares of Series B Convertible Preferred Stock for up to $7,000,000. ($3.0M proceeds)

10-Q filing | 7.4M shares outstanding

10-K filing | 6.7M shares outstanding

8-K filing: Stock split 1-for-10 | Outstanding: 65,724,825 → 7,401,951

S-3 filing: Focus Universal Inc. files an S-3 form to offer and sell up to $100,000,000 in the aggregate of common stock and debt securities from time to time in one or more offerings.

10-Q filing | 65.7M shares outstanding

8-K filing: Focus Universal Inc. completed the sale of 4,300,000 shares of Common Stock in a private placement to certain eligible investors for an aggregate purchase price of $1,290,000, or $0.30 per share. ($1.29M proceeds)

8-K filing: Focus Universal Inc. completed a registered direct offering of 3,750,000 shares of common stock at a price of $0.32 per share, resulting in gross proceeds of approximately $1,068,000 after deducting placement agent discounts, commissions, and estimated offering expenses. ($1.07M proceeds)

10-Q filing | 64.8M shares outstanding

10-Q filing | 64.8M shares outstanding

10-K filing | 60.3M shares outstanding

10-Q filing | 65.2M shares outstanding

10-Q filing | 65.2M shares outstanding

8-K filing: Focus Universal Inc. amended a stock purchase agreement to purchase 1,300,000 shares of its common stock from two private, non-affiliate shareholders for $1,965,000. ($1.97M proceeds)

10-Q filing | 64.8M shares outstanding

10-K filing | 43.4M shares outstanding

8-K filing: Stock split 3-for-2 | Outstanding: 43,462,436 → 64,696,373

10-Q filing | 43.5M shares outstanding

8-K filing: Focus Universal Inc. consummated an agreement to purchase 400,000 shares of its common stock from a private, non-affiliate shareholder at $5.00 per share for a total purchase price of $2,000,000. ($2.0M proceeds)

10-Q filing | 43.4M shares outstanding

10-Q filing | 43.3M shares outstanding

10-K filing | 43.3M shares outstanding

10-Q filing | 43.3M shares outstanding

S-3 filing: Focus Universal Inc. may offer and sell up to $100,000,000 in the aggregate of common stock and debt securities from time to time in one or more offerings.

S-1 filing: This S-1 filing includes the offering of shares of common stock at $5.00 per share, with the proceeds to be used for research and development, manufacturing, marketing, and general corporate purposes. The company also granted the underwriters an option to purchase up to 300,000 additional shares.

8-K filing: Focus Universal Inc. sold 2,300,000 shares of common stock at a price of $5.00 per share, resulting in gross proceeds of approximately $11,500,000 before deducting underwriting discounts and commissions. ($11.5M proceeds)

S-1/A filing: This S-1/A filing registers 2,000,000 shares of common stock at $5.00 per share and includes an underwriter's option to purchase up to an additional 300,000 shares. The net proceeds, estimated at $9,040,000 (or $10,427,500 if the underwriter exercises the option in full), will be used for research and development, manufacturing, marketing, and general corporate purposes.

S-1/A filing: This is an S-1/A filing for an offering of common stock, with 40,959,741 shares outstanding prior to the offering and 43,420,741 shares outstanding immediately following the offering, including the exercise of underwriter's options and warrants. The offering price is $5.00 per share, and the net proceeds are estimated to be approximately $9,040,000 (or $10,427,500 if the underwriter exercises its option in full).

10-Q filing | 41.0M shares outstanding

S-1/A filing: This S-1/A filing from 2021-05-27 relates to an offering of 2,000,000 shares of common stock at $5.00 per share, with net proceeds to be used for research and development, manufacturing, marketing, and general corporate purposes.

10-Q filing | 41.0M shares outstanding

S-1/A filing: This is an S-1/A filing for shares of common stock with the purpose of raising capital for research and development, manufacturing, marketing, and general corporate purposes.

S-1/A filing: The filing is an amended S-1 registration statement for an offering of common stock, with the company planning to use the proceeds for research and development, manufacturing, marketing, and general corporate purposes, including potential acquisitions.

10-K filing | 41.0M shares outstanding

S-1 filing: S-1 filing for 40,959,741 shares of common stock with a proposed use of proceeds for research and development, manufacturing, marketing, and general corporate purposes.

10-Q filing | 41.0M shares outstanding

10-Q filing | 41.0M shares outstanding

10-Q filing | 41.0M shares outstanding

10-K filing | 41.0M shares outstanding