Flux Power Holdings, Inc. (FLUX) - Dilution Analysis
Visualizing historical and potential share dilution over time
Dilution Analysis
Risk Assessment Details
Summary
FLUX currently has 21.4M outstanding shares. with significant dilution risk as 26.7M authorized shares could dilute existing holders by 124.9%. The company has significantly diluted shareholders by 28.58% over the past 2 years, indicating aggressive capital raising.
Share Structure Timeline
Historical Data Points
| Date | Event | Outstanding | Supply |
|---|---|---|---|
| May 22, 2026 |
S-1 filing: This filing relates to a committed equity facility providing for the potential sale of up to 38,461,538 shares of common stock to Roth Principal Investments, LLC. |
21M | 27M |
| May 07, 2026 |
10-Q filing | 21.3M shares outstanding |
21M | 0 |
| Nov 13, 2025 |
10-Q filing | 21.3M shares outstanding |
21M | 0 |
| Oct 20, 2025 |
S-1 filing: This S-1 filing from 2025 describes a proposed public offering of common stock and pre-funded warrants, along with other recent corporate developments including Nasdaq compliance, settlement of a class action lawsuit, and a private placement. |
17M | 0 |
| Sep 16, 2025 |
8-K filing: Flux Power Holdings, Inc. completed a private placement of Prefunded Warrants and Common Warrants for gross proceeds of approximately $5.0 million on September 15, 2025. ($10.0M proceeds) |
17M | 0 |
| May 08, 2025 |
10-Q filing | 16.7M shares outstanding |
17M | 0 |
| Mar 20, 2025 |
10-Q filing | 16.7M shares outstanding |
17M | 0 |
| Mar 20, 2025 |
10-Q filing | 16.7M shares outstanding |
17M | 0 |
| Jan 29, 2025 |
10-K filing | 16.5M shares outstanding |
17M | 0 |
| May 13, 2024 |
10-Q filing | 16.5M shares outstanding |
17M | 0 |
| Feb 08, 2024 |
10-Q filing | 16.5M shares outstanding |
17M | 0 |
| Nov 09, 2023 |
10-Q filing | 16.5M shares outstanding |
16M | 0 |
| Nov 03, 2023 |
8-K filing: Flux Power Holdings, Inc. issued warrants to Cleveland Capital, L.P. to purchase 41,196 shares of common stock at an exercise price of $3.24 per share in connection with a Credit Facility Agreement. |
16M | 0 |
| Sep 25, 2023 |
S-3 filing: The company has filed a shelf registration statement with the SEC to offer shares of its common stock, preferred stock, warrants to purchase common stock or preferred stock, debt securities and units either individually or a combination thereof, in one or more offerings, up to a total dollar amount of $100,000,000. |
16M | 0 |
| Sep 21, 2023 |
10-K filing | 16.1M shares outstanding |
16M | 0 |
| May 11, 2023 |
10-Q filing | 16.0M shares outstanding |
16M | 0 |
| Feb 27, 2023 |
8-K filing: Certain executive officers and directors of Flux Power Holdings, Inc. entered into Rule 10b5-1 Trading Plans to sell shares of the Company's common stock. |
16M | 0 |
| Feb 09, 2023 |
10-Q filing | 16.0M shares outstanding |
16M | 0 |
| Nov 10, 2022 |
10-Q filing | 16.0M shares outstanding |
16M | 0 |
| Sep 28, 2022 |
10-K filing | 15.4M shares outstanding |
15M | 0 |
| Jun 28, 2022 |
8-K filing: Flux Power Holdings, Inc. issued warrants to SVB for the purchase of up to 40,806 shares of common stock at an exercise price of $2.23 per share in connection with a Second Amendment to Loan and Security Agreement. |
16M | 0 |
| May 13, 2022 |
8-K filing: The company entered into a Credit Facility Agreement for a line of credit, issuing promissory notes and warrants to lenders. |
16M | 0 |
| May 12, 2022 |
10-Q filing | 16.0M shares outstanding |
16M | 0 |
| Feb 10, 2022 |
10-Q filing | 16.0M shares outstanding |
16M | 0 |
| Nov 12, 2021 |
10-Q filing | 16.0M shares outstanding |
16M | 0 |
| Sep 27, 2021 |
10-K filing | 13.7M shares outstanding |
14M | 0 |
| Sep 23, 2021 |
8-K filing: The Company entered into a securities purchase agreement with institutional and accredited investors to sell 2,142,860 shares of Common Stock and warrants to purchase up to 1,071,430 shares at a combined price of $7.00 per share and related Warrant, for gross proceeds of approximately $15 million. ($15.0M proceeds) |
13M | 0 |
| May 13, 2021 |
10-Q filing | 13.0M shares outstanding |
13M | 0 |
| Mar 31, 2021 |
8-K filing: Esenjay Investments, LLC converted $1,044,535.18 of debt, including principal and accrued interest, into 261,133 shares of Flux Power Holdings, Inc. common stock at a conversion price of $4.00 per share on March 26, 2021. ($1.04M proceeds) |
12M | 0 |
| Feb 11, 2021 |
10-Q filing | 12.2M shares outstanding |
12M | 0 |
| Nov 12, 2020 |
10-Q filing | 11.4M shares outstanding |
11M | 0 |
| Oct 16, 2020 |
S-3 filing: This is an S-3 filing for Flux Power Holdings, Inc. indicating a shelf registration of up to $50,000,000 of common stock, preferred stock, warrants, debt securities and units, as well as the resale of 1,141,250 shares of common stock by selling shareholders. |
11M | 0 |
| Sep 28, 2020 |
10-K filing | 7.4M shares outstanding |
7.4M | 1M |
| Jul 30, 2020 |
S-1/A filing: The filing is an S-1/A form where the company is offering 1,744,186 shares of common stock at an assumed price of $8.60 per share. They have also granted the underwriters an option to purchase up to an additional 261,627 shares. |
8.3M | 130K |
| Jul 28, 2020 |
8-K filing: Flux Power Holdings, Inc. completed a private placement offering of 800,000 shares of common stock at $4.00 per share, resulting in gross proceeds of $3,200,000, and issued a warrant exercisable for 83,205 shares of common stock at an exercise price of $4.00 per share to Cleveland Capital, L.P. ($3.2M proceeds) |
5.2M | 0 |
| Jul 07, 2020 |
8-K filing: Flux Power Holdings, Inc. completed an initial closing of a private placement on June 30, 2020, selling 275,000 shares of common stock at $4.00 per share for $1,100,000, and Esenjay converted $4,400,000 of debt into 1,100,000 shares at $4.00 per share. ($1.1M proceeds) |
5.2M | 0 |
| May 12, 2020 |
10-Q filing | 5.2M shares outstanding |
5.2M | 0 |
| Feb 11, 2020 |
10-Q filing | 5.1M shares outstanding |
5.1M | 0 |