Great Elm Group, Inc. (GEG) - Dilution Analysis

10-Q filing | 30.8M shares outstanding

S-3 filing: This S-3 filing from Great Elm Group, Inc. discusses the issuance of up to 2,000,000 shares of common stock upon exercise of outstanding warrants and the resale of up to 7,353,885 shares of common stock by selling stockholders.

10-Q filing | 33.0M shares outstanding

10-K filing | 27.6M shares outstanding

8-K filing: Great Elm Group, Inc. issued 4,000,000 shares of common stock to Woodstead Value Fund, L.P. at $2.25 per share for $9,000,000 in a private placement, and also issued warrants to purchase 2,000,000 shares of common stock. ($9.0M proceeds)

8-K filing: Great Elm Group, Inc. issued 1,353,885 shares of common stock to certain funds affiliated with Kennedy Lewis Investment Management LLC at $2.1144 per share for gross proceeds of $2,862,654.44 and also entered into a Profits Interest Agreement with the same funds. ($2.86M proceeds)

10-Q filing | 26.9M shares outstanding

10-Q filing | 28.0M shares outstanding

10-Q filing | 29.1M shares outstanding

10-K filing | 30.0M shares outstanding

10-Q filing | 30.1M shares outstanding

10-Q filing | 29.9M shares outstanding

10-Q filing | 29.6M shares outstanding

10-K filing | 28.9M shares outstanding

10-Q filing | 29.0M shares outstanding

10-Q filing | 28.8M shares outstanding

8-K filing: Great Elm Group, Inc. sold 61 shares of Forest Investments, Inc. common stock to J.P. Morgan for approximately $18.4 million in cash, and also sold 100% of the outstanding membership interests in HC LLC to Quipt Home Medical Corp. for $80.0 million. ($18.4M proceeds)

10-Q filing | 28.5M shares outstanding

10-K filing | 26.8M shares outstanding

S-1/A filing: Great Elm Group, Inc. is offering $30,000,000 in aggregate principal amount of notes due 2027.

S-1 filing: Great Elm Group, Inc. is offering notes due in 2027.

10-Q filing | 26.8M shares outstanding

8-K filing: Great Elm Group, Inc.'s subsidiary, Great Elm Capital Management, Inc., acquired the investment management agreement for Monomoy Properties REIT, LLC from Imperial Capital Asset Management, LLC, with a portion of the purchase price paid in newly issued shares of Great Elm Group, Inc. common stock. ($2.5M proceeds)

10-Q filing | 26.5M shares outstanding

10-Q filing | 26.0M shares outstanding

10-K filing | 25.7M shares outstanding

10-Q filing | 25.8M shares outstanding

10-Q filing | 25.7M shares outstanding

S-3 filing: Great Elm Group, Inc. files an S-3 to offer and sell shares of its common stock, preferred stock, warrants, subscription rights, units or debt securities for an aggregate offering price of $100,000,000.

S-3 filing: This prospectus relates to resales of up to 18,482,809 shares of common stock by selling stockholders.

8-K filing: Forest issued 35,010 shares of 9.0% preferred stock to JPM at $1,000.00 per share, and JPM acquired 20% of Forest's common stock as part of certain transactions. ($35.01M proceeds)