ESS Tech, Inc. (GWH) - Dilution Analysis

10-Q filing | 29.3M shares outstanding

8-K filing: ESS Tech, Inc. entered into a securities purchase agreement to issue and sell shares of common stock and pre-funded warrants in a registered direct offering. ($15.0M proceeds)

S-3 filing: This is an S-3 filing for a secondary offering of common stock by selling stockholders.

10-Q filing | 19.6M shares outstanding

8-K filing: ESS Tech, Inc. entered into an unsecured promissory note with YA II PN, LTD. for up to $40 million and issued a warrant to Yorkville exercisable for up to 1,052,104 shares of common stock at an exercise price of $9.98 per share.

10-Q filing | 14.2M shares outstanding

8-K filing: ESS Tech, Inc. entered into a Standby Equity Purchase Agreement with YA II PN, LTD, potentially selling up to $25 million of common stock; also, the company sold 616,264 shares of common stock for $0.7 million in an at-the-market offering during June 2025, and issued warrants for up to 129,312 shares of common stock related to bridge financing. ($0.7M proceeds)

10-Q filing | 12.0M shares outstanding

10-K filing | 11.8M shares outstanding

10-Q filing | 11.8M shares outstanding

10-Q filing | 175.8M shares outstanding

10-Q filing | 174.5M shares outstanding

10-K filing | 160.0M shares outstanding

S-3/A filing: The filing relates to an offering of common stock by selling securityholders, including shares issuable upon exercise of warrants. The selling securityholders, including Honeywell International Inc., may offer shares of common stock and warrants.

10-Q filing | 157.1M shares outstanding

S-3 filing: This S-3 filing outlines the offering of common stock by selling securityholders, including entities affiliated with Honeywell International Inc., who may offer up to 34,169,102 shares. The filing also discloses the beneficial ownership of common stock before and after the offering, based on 173,007,592 shares outstanding as of September 30, 2023.

8-K filing: ESS Tech, Inc. entered into a Common Stock and Warrant Purchase Agreement with Honeywell ACS Ventures LLC, issuing 16,491,754 shares of common stock and warrants to purchase up to 16,901,588 additional shares (10,631,633 to Honeywell Ventures and 6,269,955 to UOP). ($27.5M proceeds)

10-Q filing | 154.9M shares outstanding

10-Q filing | 154.1M shares outstanding

10-K filing | 152.7M shares outstanding

POS AM filing: This is a POS AM filing for an offering of 130,044,756 shares of common stock by selling stockholders.

S-3 filing: This S-3 filing describes a shelf registration to offer and sell common stock, preferred stock, depositary shares, debt securities, warrants, subscription rights, purchase contracts and units for an aggregate offering price not to exceed $300,000,000.

10-Q filing | 152.9M shares outstanding

10-Q filing | 152.7M shares outstanding

10-Q filing | 151.7M shares outstanding

10-K filing | 152.6M shares outstanding

S-1 filing: Registration of 130,044,756 shares of Common Stock for resale by selling stockholders.

S-1 filing: ESS Tech, Inc. is offering 5,000,000 shares of common stock, and a selling stockholder is offering 5,000,000 shares of common stock, with the company intending to use the net proceeds for expansion plans and general corporate purposes.

POS AM filing: This is a POS AM filing registering 125,952,180 shares of common stock for resale by selling stockholders, including shares beneficially owned by former stockholders of Legacy ESS, Earnout Stock, shares underlying restricted stock units, and shares purchased at closing pursuant to PIPE Subscription Agreements.

10-Q filing | 135.4M shares outstanding

S-1 filing: This is an S-1 filing relating to the resale of common stock by selling stockholders and the registration of common stock.

10-Q filing | 25.0M shares outstanding

10-Q filing | 25.0M shares outstanding

10-K filing | 25.0M shares outstanding

10-Q filing | 25.0M shares outstanding

S-1/A filing: This is an S-1/A filing for an offering of securities, including a cashless exercise of private placement warrants, with proceeds to be held in a trust account.

S-1 filing: Initial public offering of 25,000,000 units at $10.00 per unit, each unit consisting of one Class A ordinary share and one-third of one redeemable warrant. Concurrent private placement of warrants to the sponsor.