Kaival Brands Innovations Group, Inc. (KAVL) - Dilution Analysis

10-Q filing | 13.1M shares outstanding

10-K filing | 13.5M shares outstanding

10-Q filing | 11.5M shares outstanding

S-3/A filing: The company is filing an S-3/A to register up to $250,000,000 of any combination of common stock, preferred stock, or debt securities, either individually or in units, with terms to be determined at the time of the offering.

S-3/A filing: This is an S-3/A filing related to a potential offering of common stock with an agreement for underwriters to indemnify the company against certain liabilities.

S-3 filing: The filing is an S-3 registration statement for the potential issuance of up to $100,000,000 in aggregate initial offering price of common stock, preferred stock, and/or debt securities, either individually or in units.

10-Q filing | 11.5M shares outstanding

10-Q filing | 11.5M shares outstanding

10-K filing | 11.5M shares outstanding

10-Q filing | 6.8M shares outstanding

S-1/A filing: The company is offering units comprised of common stock and warrants, as well as pre-funded units, with Maxim Group LLC acting as the exclusive placement agent.

10-Q filing | 2.9M shares outstanding

S-1/A filing: This S-1/A filing registers the offering of units consisting of common stock and warrants, as well as pre-funded units consisting of pre-funded warrants and warrants, with Maxim Group LLC acting as the exclusive placement agent.

S-1/A filing: The filing relates to the offering of units, consisting of common stock and warrants, and pre-funded units, consisting of pre-funded warrants and warrants, with Maxim Group LLC acting as the exclusive placement agent.

S-1/A filing: This S-1/A filing from 2024-05-20 details an exempt issuance of various securities including common stock, warrants, and securities issued under stock option plans and acquisitions.

S-1/A filing: The filing relates to an offering of units and pre-funded units, each including common stock and warrants, with Maxim Group LLC acting as the placement agent.

S-1 filing: The company is offering units consisting of common stock and warrants, and pre-funded units consisting of pre-funded warrants and warrants, for gross proceeds of up to $5,000,000.

10-Q filing | 2.9M shares outstanding

10-K filing | 2.7M shares outstanding

8-K filing: Stock split 1-for-21 | Outstanding: 57,578,916 → 2,793,386

S-1/A filing: This S-1/A filing registers the distribution of 1,800,000 shares of common stock and warrants to purchase 1,800,000 shares of common stock from Kaival Brands Innovations Group, Inc. by GoFire, Inc. to the stockholders of GoFire, Inc.

S-1/A filing: This S-1/A filing includes a distribution by GoFire, Inc. to its stockholders of 1,800,000 shares of common stock and warrants to purchase 1,800,000 shares of common stock, as well as the issuance of warrant shares upon exercise of the warrants.

S-1 filing: This S-1 filing includes a combined prospectus relating to (i) a distribution by GoFire, Inc. to its stockholders of 2,000,000 shares of common stock of Kaival Brands Innovations Group, Inc. and warrants to purchase an aggregate of 2,000,000 shares of common stock and (ii) the issuance of Warrant Shares by our company to the GoFire Stockholders (as holders of Warrants) upon any potential future exercise of the Warrants.

10-Q filing | 57.6M shares outstanding

8-K filing: Kaival Brands Innovations Group, Inc. sold a Promissory Note to AJB Capital Investments, LLC and issued 400,000 commitment fee shares.

10-Q filing | 58.2M shares outstanding

10-Q filing | 56.2M shares outstanding

10-K filing | 56.2M shares outstanding

8-K filing: Kaival Brands Innovations Group, Inc. entered into a Fourth Amendment to Service Agreement with QuikfillRx, LLC, extending the service agreement term, adjusting monthly cash fees, and granting stock options to QuikfillRx.

10-Q filing | 56.2M shares outstanding

8-K filing: Kaival Holdings, LLC, the controlling stockholder of Kaival Brands Innovations Group, Inc., adopted a stock trading plan in accordance with Rule 10b5-1, which allows for the sale of up to 6,000,000 shares on the open market at prevailing market prices.

8-K filing: Kaival Holdings, LLC converted 3,000,000 shares of Series A Preferred Stock into 25,000,000 shares of common stock.

10-Q filing | 31.2M shares outstanding

10-Q filing | 31.1M shares outstanding

10-K filing | 30.2M shares outstanding

8-K filing: Kaival Brands Innovations Group, Inc. announced an underwritten public offering of 4,700,000 shares of common stock and warrants to purchase 3,525,000 shares at a combined price of $1.70 per share, with gross proceeds expected to be approximately $8.0 million before deducting underwriting discounts and offering expenses, intending to use the proceeds for general corporate purposes, including working capital. ($8.0M proceeds)

10-Q filing | 23.6M shares outstanding

S-3 filing: The company may offer and sell shares of common stock, preferred stock, warrants, debt securities and rights to purchase common stock, preferred stock, debt securities or units, as well as units that include any of these securities, with an aggregate offering price of up to $200,000,000.

8-K filing: Stock split 1-for-12 | Outstanding: 283,206,612 → 23,600,551

10-Q filing | 283.2M shares outstanding

10-Q filing | 282.8M shares outstanding

10-K filing | 279.2M shares outstanding

8-K filing: Kaival Brands Innovations Group, Inc. issued 500,000 shares of restricted common stock to Trending Equities Corp. as partial consideration for services rendered.

8-K filing: Kaival Brands Innovations Group, Inc. issued 1,000,000 shares of restricted common stock to Inflection Partners LLC as consideration for consulting services.

10-Q filing | 277.3M shares outstanding

8-K filing: Kaival Brands Innovations Group, Inc. cancelled 300,000,000 shares of common stock held by its controlling stockholder, Kaival Holdings, LLC, and issued 3,000,000 shares of Series A Preferred Stock in exchange, resulting in 276,495,148 common shares outstanding.

10-Q filing | 572.4M shares outstanding

8-K filing: Kaival Brands Innovations Group, Inc. entered into a service agreement with QuikfillRx LLC, where QuikfillRx will provide services related to sales management, website development, and marketing in exchange for cash payments and potential bonus compensation in cash or shares of common stock, capped at 30,000,000 shares through October 31, 2022.

10-Q filing | 572.4M shares outstanding

10-K filing | 572.4M shares outstanding