LiveOne, Inc. (LVO) - Dilution Analysis

8-K filing: LiveOne, Inc. issued 1,000,000 shares of its common stock to Broadcast Music, LLC (BMI) at a deemed price of $7.50 per share, as payment for music royalty obligations through March 31, 2027, under the Slacker Music Service Music Performance License Fee Agreement. ($7.5M proceeds)

8-K filing: LiveOne, Inc. agreed to issue 500,000 shares of its common stock to Merlin at a deemed price of $7.50 per share as payment for outstanding and future music royalty payments due by Slacker, Inc.

S-3/A filing: Resale of common stock issuable upon the conversion of Debentures by Selling Stockholders.

10-Q filing | 96.7M shares outstanding

S-3 filing: Registration for resale by the Selling Stockholders up to 7,988,095 shares of common stock issuable upon the conversion of Debentures.

8-K filing: LiveOne, Inc. closed an offering of 13,608,334 shares of common stock at $0.75 per share, with an option for the underwriter to purchase an additional 1,775,000 shares, resulting in gross proceeds of approximately $9.5 million. ($9.5M proceeds)

8-K filing: LiveOne, Inc. completed an offering of 13,608,334 shares of common stock at $0.75 per share, with an option for the underwriter to purchase an additional 1,775,000 shares, resulting in gross proceeds of approximately $9.5 million and also issued warrants to the underwriter to purchase 544,333 shares of common stock at an exercise price of $0.9375. ($9.5M proceeds)

10-K filing | 95.0M shares outstanding

8-K filing: LiveOne, Inc. entered into agreements with certain holders of its Series A Preferred Stock to exchange $6,750,000 worth of preferred stock into 4,500,000 shares of common stock and issue 4,500,000 warrants. ($6.75M proceeds)

8-K filing: LiveOne, Inc. sold Original Issue Discount Senior Secured Convertible Debentures to certain institutional investors for $15.25 million, which are convertible into a maximum of 7,857,143 shares of common stock at a conversion price of $2.10 per share. ($15.25M proceeds)

10-Q filing | 95.5M shares outstanding

S-3 filing: LiveOne, Inc. intends to offer various securities, including common stock, preferred stock, and debt securities, for a total aggregate amount of $150,000,000. The company plans to use the net proceeds from the sale of shares of our common stock for working capital and other general corporate purposes, which may include future acquisitions of businesses and content and strengthening our balance sheet.

10-Q filing | 94.7M shares outstanding

10-Q filing | 94.4M shares outstanding

10-K filing | 87.6M shares outstanding

S-3 filing: This prospectus relates to the offer and resale from time to time of warrants to purchase up to 1,300,000 shares of common stock and up to 1,300,000 shares of common stock issuable upon the exercise of the Warrants, by the selling stockholders.

8-K filing: LiveOne, Inc. entered into agreements with certain holders of Series A Preferred Stock, converting approximately $11.4 million worth of preferred shares into common stock at $2.10 per share and issuing warrants to purchase common stock at $2.10 per share. ($11.4M proceeds)

10-Q filing | 87.9M shares outstanding

10-Q filing | 87.2M shares outstanding

10-Q filing | 86.9M shares outstanding

10-K filing | 84.8M shares outstanding

10-Q filing | 85.6M shares outstanding

8-K filing: LiveOne, Inc. entered into exchange agreements with multiple holders to exchange notes for 21,177 shares of Series A Perpetual Convertible Preferred Stock and issued common stock to Harvest Funds and Trinad Capital as consideration for the agreements.

10-Q filing | 84.7M shares outstanding

10-Q filing | 82.1M shares outstanding

8-K filing: LiveOne, Inc. issued 800,000 shares of its common stock to a music partner to be credited against music royalty payments due under an agreement. ($0.4M proceeds)

8-K filing: LiveOne, Inc. amended its notes agreement with Noteholders, extending the maturity date, deferring interest payments, and issuing shares of common stock to the Noteholders and Trinad Capital in consideration of the Loan Modification.

10-K filing | 79.1M shares outstanding

10-Q filing | 81.9M shares outstanding

S-3 filing: LiveOne, Inc. is offering common stock and preferred stock, and debt securities from time to time at prices and on terms to be determined at or prior to the time of the offering, up to $150,000,000 of any combination of the securities described in this prospectus, either individually or in units.

8-K filing: On December 30, 2021, a debt holder exchanged $2.4 million in debt into approximately 1.16 million shares of LiveOne, Inc.'s common stock at an exchange price of $2.10 per share. ($2.4M proceeds)

10-Q filing | 79.3M shares outstanding

10-Q filing | 78.3M shares outstanding

10-K filing | 77.6M shares outstanding

8-K filing: LiveXLive Media, Inc. entered into a Business Loan Agreement with East West Bank for a revolving credit facility and issued 60,000 shares of common stock to Subordinated Lenders in consideration of extending the maturity date of their Subordinated Notes and subordinating their security interest.

10-Q filing | 75.3M shares outstanding

8-K filing: The Company issued 280,000 shares of its common stock to Trinad Capital Master Fund Ltd. in a private placement.

8-K filing: LiveXLive Media, Inc. acquired 100% of the issued and outstanding equity interests of Custom Personalization Solutions, Inc. by issuing 2,230,769 shares of its restricted common stock to the Sellers.

10-Q filing | 71.7M shares outstanding

S-3 filing: This S-3 filing registers for resale 4,133,334 shares of common stock by selling stockholders, including shares underlying convertible notes. The company will not receive any proceeds from the sale.

8-K filing: LiveXLive Media, Inc. completed the sale and issuance of $15.0 million in 8.5% Senior Secured Convertible Notes and issued 800,000 shares of common stock to an existing institutional investor for cash gross proceeds of $15.0 million.

10-Q filing | 69.4M shares outstanding

8-K filing: LiveXLive Media, Inc. issued 95,436 shares of its common stock at a price of $4.14 per share to MBRG Investors, LLC to satisfy a payment obligation of $395,104.72. ($0.4M proceeds)

8-K filing: LiveXLive Media, Inc. issued 2,415,459 shares of common stock to UMG Recordings, Inc. at $4.14 per share to satisfy a $10,000,000 payment obligation, and also agreed to issue 1,820,000 shares to certain investors at $4.14 per share for $7,534,800 in cash consideration. ($17.53M proceeds)

8-K filing: LiveXLive Media, Inc. acquired 100% of PodcastOne and issued 5,363,636 shares of common stock to the sellers.

8-K filing: The Company entered into a Securities Purchase Agreement with an existing institutional investor to sell a Subordinated Secured Convertible Note and issue shares of common stock in a private placement transaction, subject to certain closing conditions.

10-K filing | 59.4M shares outstanding

8-K filing: LiveXLive Media, Inc. entered into a Stock Purchase Agreement to acquire 100% of PodcastOne, issuing 5,454,545 shares of common stock to the Sellers at closing, with the potential for additional shares based on cash, indebtedness, transaction expenses, and working capital, and a possible $3,000,000 cash payment if the stock price exceeds $5.00.

8-K filing: LiveXLive Media, Inc. received a $2.0 million Paycheck Protection Program loan and amended an employment agreement with its Executive Vice President and Chief Financial Officer, Michael Zemetra, granting him 300,000 restricted stock units.

10-Q filing | 52.3M shares outstanding

8-K filing: LiveXLive Media, Inc. amended its agreement with JGB Capital, issuing 400,000 shares of common stock to the Holders in exchange for Debentures in the principal amount of $10,000.