Netcapital Inc. (NCPL) - Dilution Analysis

S-1/A filing: This S-1/A filing relates to the offer and resale of up to 1,879,090 shares of common stock by selling shareholders, including shares issuable upon exercise of warrants.

10-Q filing | 7.8M shares outstanding

8-K filing: Netcapital Inc. issued 980,000 shares of its common stock to Iverson Design, LLC as part of an asset purchase agreement.

10-Q filing | 6.9M shares outstanding

8-K filing: Netcapital Inc. issued 950,000 shares of common stock to Rivetz Corp. as consideration for the acquisition of Rivetz's assets related to its 'Rivetz Network'.

S-1/A filing: This S-1/A filing relates to the offer and resale of up to 1,879,090 shares of common stock, including shares issuable upon exercise of warrants.

10-Q filing | 4.9M shares outstanding

S-1 filing: This S-1 filing relates to the offer and resale of up to 1,879,090 shares of common stock, including 118,750 shares issued in a private placement and 1,760,340 shares issuable upon the exercise of certain common stock purchase warrants.

10-K filing | 4.7M shares outstanding

8-K filing: Netcapital Inc. completed a sale of 641,712 shares of its common stock at a price of $4.675 per share, generating gross proceeds of approximately $3 million. ($3.0M proceeds)

8-K filing: Netcapital Inc. completed an offering of 714,286 shares of common stock at $7.00 per share, generating gross proceeds of approximately $5 million. ($5.0M proceeds)

8-K filing: Netcapital Inc. issued 500,000 shares of its common stock to Horizon Globex GmbH in exchange for a royalty-free license to use Horizon's Licensed Software.

8-K filing: Netcapital Inc. entered into subscription agreements to issue 118,750 shares of common stock at $4.00 per share, and granted stock options to officers and advisors, subject to stockholder approval for certain grants. ($0.48M proceeds)

S-1 filing: This S-1 filing relates to the offer and resale by selling shareholders of up to 721,153 shares of Netcapital Inc.'s common stock issuable upon the exercise of various common stock purchase warrants.

10-Q filing | 2.2M shares outstanding

8-K filing: Netcapital, Inc. closed a transaction on March 6, 2025, where Participating Holders exercised Existing Warrants at a reduced price of $1.80 per share, resulting in the issuance of 79,558 shares of Common Stock and gross proceeds of $143,000 for the company. New Series A-7 and A-8 warrants were issued. ($0.14M proceeds)

8-K filing: Netcapital, Inc. closed a transaction on January 13, 2025, involving the exercise of existing warrants and the issuance of new warrants, resulting in gross proceeds of approximately $487,000 for general corporate purposes. ($0.49M proceeds)

10-Q filing | 1.8M shares outstanding

S-1/A filing: This S-1/A filing, dated 2024-12-06, relates to the offer and resale of up to 865,264 shares of Netcapital Inc. common stock by selling shareholders, issuable upon the exercise of various common stock purchase warrants.

S-1 filing: This S-1 filing relates to the offer and resale by certain selling shareholders of up to 865,264 shares of common stock issuable upon the exercise of certain common stock purchase warrants.

10-Q filing | 0.8M shares outstanding

8-K filing: Stock split 1-for-70 | Outstanding: 40,540,680 → 579,445

10-K filing | 40.5M shares outstanding

8-K filing: Netcapital, Inc. closed a transaction on May 29, 2024, involving the exercise of existing warrants at a reduced price, resulting in gross proceeds of approximately $2.2 million and the issuance of new warrants and placement agent warrants. ($2.2M proceeds)

8-K filing: Netcapital Inc. completed a private placement issuing 239,274 shares of common stock to Steven Geary and 442,024 shares to Paul Riss, in consideration of cancellation of outstanding indebtedness.

10-Q filing | 20.0M shares outstanding

8-K filing: Netcapital Inc. completed a public offering of 4,800,000 common shares, 11,200,000 prefunded warrants, 16,000,000 Series A-1 warrants, and 16,000,000 Series A-2 warrants at a price of $0.25 per common share and $0.249 per prefunded warrant, resulting in net proceeds of approximately $3.37 million for the company.

S-1/A filing: Netcapital Inc. is offering up to 14,705,882 shares of common stock, together with warrants, and pre-funded warrants to purchase shares of common stock.

10-Q filing | 9.4M shares outstanding

S-1/A filing: The company is offering common stock, warrants to purchase common stock, and pre-funded warrants. The net proceeds to us from this offering will be approximately $4.74 million and intends to use the net proceeds of this offering for research and development activities, sales and marketing, and for general working capital purposes and potential acquisitions of other companies, products or technologies, though no such acquisitions are currently contemplated.

S-1/A filing: This is an S-1/A filing for common stock and common stock purchase warrants, and pre-funded warrants.

S-1 filing: Netcapital Inc. is offering up to 11,135,857 shares of common stock and pre-funded warrants.

RW filing: Netcapital Inc. is requesting to withdraw the Registration Statement because it has elected not to pursue the sale of securities pursuant to the Registration Statement at this time and confirms that no securities were sold in connection with the offering contemplated by the Registration Statement.

10-Q filing | 9.4M shares outstanding

S-1/A filing: Netcapital Inc. is offering up to 10,162,601 shares of common stock and up to 10,162,601 pre-funded warrants for common stock in a firm commitment public offering, with the possibility for purchasers to buy pre-funded warrants instead of common stock under certain conditions.

S-1/A filing: Netcapital Inc. is offering up to 7,473,842 shares of common stock and up to 7,473,842 pre-funded warrants for common stock in a firm commitment public offering.

10-K filing | 9.4M shares outstanding

8-K filing: Netcapital Inc. closed a public offering of 1,725,000 shares of common stock at $0.70 per share, generating gross proceeds of $1,207,500, and issued warrants to purchase up to 86,250 shares of common stock to ThinkEquity and its designees. ($1.21M proceeds)

S-1 filing: Netcapital Inc. is offering up to 4,424,779 shares of common stock and pre-funded warrants.

8-K filing: Netcapital Inc. issued 350,000 shares of its common stock for business advisory services and 18,750 shares of its common stock in conjunction with the purchase of a 10% interest in Caesar Media Group Inc.

10-Q filing | 6.1M shares outstanding

8-K filing: Netcapital Inc. closed a public offering of 1,247,000 shares of common stock at $1.40 per share, resulting in net proceeds of approximately $1.39 million, and issued warrants to purchase up to 62,360 shares of common stock to ThinkEquity and its designees. ($0.0M proceeds)

10-Q filing | 4.3M shares outstanding

S-3 filing: The filing is for an indeterminate number/amount of common stock, preferred stock, debt securities, warrants, and rights with an aggregate initial offering price not to exceed $25,000,000.

10-Q filing | 4.3M shares outstanding

10-K filing | 4.3M shares outstanding

8-K filing: Netcapital Inc. closed a public offering of 1,205,000 shares of common stock and warrants, resulting in net proceeds of approximately $4.07 million, and also issued shares upon conversion of convertible promissory notes and as consideration for an acquisition. ($4.07M proceeds)

S-1/A filing: This S-1/A filing describes a public offering of up to $6.9 million of securities comprised of common stock, warrants, and pre-funded warrants.

S-1/A filing: Netcapital Inc. is offering up to 784,314 shares of common stock, warrants for common stock, and pre-funded warrants for common stock in a firm commitment public offering, subject to Nasdaq approval.

S-1/A filing: Netcapital Inc. is conducting a firm commitment public offering of common stock, with the offering price based on the last reported sales price of $10.00 per share on April 7, 2022.

S-1 filing: This S-1 filing by Netcapital Inc. includes information on a private placement of unsecured convertible promissory notes completed on February 9, 2022, and the potential issuance of common stock upon conversion. It also covers various corporate matters, including indemnification of directors and officers, recent sales of unregistered securities, and exhibits related to agreements and legal opinions.

10-Q filing | 2.9M shares outstanding

8-K filing: Netcapital Inc. entered into an Exchange Agreement to acquire a 10% equity interest in Caesar Media Group, Inc. by issuing 200,000 shares of its common stock.

10-Q filing | 2.7M shares outstanding

10-K filing | 2.7M shares outstanding

10-Q filing | 2.2M shares outstanding

10-Q filing | 2.1M shares outstanding

8-K filing: NetCapital Inc. filed an amendment to its Articles of Incorporation to effectuate a 1-for-2,000 reverse stock split and issued 1,666,360 shares of common stock in conjunction with a merger with Netcapital Funding Portal Inc., resulting in 2,082,950 shares outstanding.

10-Q filing | 752.5M shares outstanding

10-K filing | 804.6M shares outstanding

10-Q filing | 831.0M shares outstanding