NewtekOne, Inc. (NEWTH) - Dilution Analysis

10-Q filing | 28.7M shares outstanding

8-K filing: NewtekOne, Inc. exchanged 20,000 shares of Series A Convertible Preferred Stock and $10 million in cash for 2,307,692 shares of common stock with Patriot Financial Partners IV, L.P. and Patriot Financial Partners Parallel IV, L.P. ($10.0M proceeds)

8-K filing: NewtekOne, Inc. established a new series of preferred stock, Series B Preferred Stock, through a public offering of 2,000,000 depositary shares, each representing a 1/40th interest in a share of Series B Preferred Stock.

8-K filing: NewtekOne, Inc. entered into an underwriting agreement for the issuance, offer, and sale of 2,000,000 depositary shares, each representing a 1/40th interest in a share of the Company's 8.500% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series B.

10-Q filing | 25.6M shares outstanding

8-K filing: NewtekOne, Inc. entered into an Amended and Restated Equity Distribution Agreement to increase the number of shares available for sale from 3,000,000 to 5,000,000 shares of common stock through at-the-market offerings.

10-Q filing | 25.6M shares outstanding

10-K filing | 25.2M shares outstanding

8-K filing: The Company completed the sale of its subsidiary Newtek Technology Solutions, Inc. to Paltalk, Inc. for cash and preferred stock.

10-Q filing | 26.6M shares outstanding

8-K filing: NewtekOne, Inc. approved a stock repurchase program authorizing the repurchase of up to 1.0 million shares of its common stock over the next twelve months, with the timing and amount of repurchases at the company's discretion based on market conditions and capital needs.

8-K filing: The Company entered into an agreement to sell its subsidiary Newtek Technology Solutions, Inc. to Paltalk, Inc. for $4,000,000 in cash and 4,000,000 shares of newly created Paltalk non-voting preferred stock, subject to certain adjustments and an earn-out.

10-Q filing | 24.7M shares outstanding

10-Q filing | 24.4M shares outstanding

10-K filing | 24.3M shares outstanding

8-K filing: NewtekOne entered into an Equity Distribution Agreement to offer and sell up to 3,000,000 shares of the Company's common stock from time to time through Placement Agents acting as sales agents in "at the market offerings".

10-Q filing | 24.7M shares outstanding

10-Q filing | 24.6M shares outstanding

S-3/A filing: The filing is an S-3/A form indicating that the company may sell securities through various methods, including underwriters, dealers, or directly to purchasers, and details the terms of potential offerings including pricing, discounts, and underwriter compensation, with a maximum aggregate commission or discount of 10.0% of the gross proceeds.

10-Q filing | 24.6M shares outstanding

S-3/A filing: The filing is an S-3/A registration statement for the potential sale of securities, including common stock, through various methods such as underwriters, at-the-market offerings, or direct sales, with the terms of the offering to be detailed in a prospectus supplement.

S-3/A filing: This is an S-3/A filing for NewtekOne, Inc. related to an indenture for unsecured debentures, notes, or other evidences of indebtedness to be issued in one or more series.

S-3/A filing: The filing is an S-3/A indicating a shelf offering of securities, including common stock, through various methods such as underwriters, dealers, or directly to purchasers, with terms and conditions to be detailed in a prospectus supplement.

S-3/A filing: This is an S-3/A filing for a shelf offering of common stock.

8-K filing: NewtekOne, Inc. issued 20,000 shares of Series A Convertible Preferred Stock to Patriot Financial Partners IV, L.P., and Patriot Financial Partners Parallel IV, L.P. for an aggregate purchase price of $20,000,000.00, and also issued warrants to Patriot to purchase 47,540 shares of Common Stock at $21.03468 per share. ($20.0M proceeds)

S-3 filing: The filing is an S-3 form indicating that the company may offer and sell securities, including common stock, through various methods such as underwriters, dealers, or directly to purchasers.

8-K filing: Newtek Business Services Corp. granted Barry Sloane 61,652 restricted shares of common stock as a restricted stock award.

10-Q filing | 24.3M shares outstanding

10-Q filing | 24.4M shares outstanding