Nuwellis, Inc. (NUWE) - Dilution Analysis

S-1/A filing: The company is offering up to 6,578,948 shares of common stock, pre-funded warrants, and series C and D common warrants in a combined offering.

S-1 filing: The company is offering up to 4,854,369 shares of common stock, pre-funded warrants, and Series C and D common warrants in a reasonable best-efforts offering.

10-Q filing | 2.7M shares outstanding

8-K filing: Nuwellis, Inc. entered into a securities purchase agreement for a private placement involving pre-funded warrants and common warrants, and also entered into a warrant inducement offer letter resulting in the exercise of existing warrants and issuance of new warrants. ($8.2M proceeds)

10-Q filing | 1.7M shares outstanding

10-Q filing | 0.9M shares outstanding

8-K filing: Stock split 1-for-42 | Outstanding: 4,373,968 → 104,100

8-K filing: Nuwellis, Inc. authorized the issuance of 100 shares of Series F-1 Convertible Preferred Stock and exchanged 100 shares of Existing Series F Stock for 100 shares of Series F-1 Stock with John L. Erb, the Company's CEO.

S-1/A filing: The company is offering shares of its common stock, pre-funded warrants to purchase shares of its common stock, and common warrants to purchase shares of its common stock.

S-1 filing: The company is offering shares of common stock, pre-funded warrants to purchase shares of common stock, and common warrants to purchase shares of common stock.

10-Q filing | 4.4M shares outstanding

10-K filing | 4.4M shares outstanding

S-1/A filing: This S-1/A filing registers for resale up to 3,734,511 shares of common stock issuable upon the exercise of Series I, Series II, and PA Warrants by the Selling Securityholders, with the company not receiving any proceeds from the sale of these shares, but expecting to use any proceeds from warrant exercises for working capital and general corporate purposes.

S-1 filing: This is an S-1 filing for the registration of common stock issuable upon the exercise of certain warrants by selling securityholders.

10-Q filing | 4.4M shares outstanding

8-K filing: Nuwellis, Inc. entered into warrant inducement offer letters with certain investors to immediately exercise approximately 1.8 million April 2024 Warrants, resulting in gross proceeds of approximately $3.8 million and the issuance of up to approximately 1.8 million shares of Common Stock. ($3.8M proceeds)

S-1/A filing: This S-1/A filing relates to the offer and resale of up to 1,422,031 shares of common stock issuable upon the exercise of common stock purchase warrants by selling securityholders.

8-K filing: Nuwellis, Inc. entered into a placement agency agreement and a securities purchase agreement to sell 483,351 shares of common stock at $1.8450 per share in a registered direct offering, along with warrants to purchase up to 483,351 additional shares, with the offering closing on August 26, 2024. ($0.89M proceeds)

S-1 filing: This S-1 filing registers shares of common stock issuable upon the exercise of July Warrants for resale by Selling Securityholders, with the company not receiving any proceeds from the sale of these shares but expecting to use net proceeds from warrant exercises for working capital and general corporate purposes.

10-Q filing | 1.4M shares outstanding

8-K filing: Nuwellis, Inc. entered into a placement agency agreement with Roth Capital Partners, LLC and a securities purchase agreement with certain purchasers for a registered direct offering of 469,340 shares of common stock at $4.24 per share, and warrants to purchase up to 938,680 shares of common stock at an exercise price of $3.99 per share. ($1.99M proceeds)

S-3 filing: Nuwellis, Inc. is filing an S-3 to offer and sell up to $25,000,000 of any combination of common stock, preferred stock, and debt securities from time to time.

8-K filing: Stock split 1-for-35 | Outstanding: 18,051,055 → 515,718

10-Q filing | 18.1M shares outstanding

8-K filing: Nuwellis, Inc. completed a registered public offering on April 30, 2024, issuing 8,419,996 shares of common stock, pre-funded warrants to purchase up to 2,830,004 shares, and common warrants to purchase up to 16,875,000 shares, with gross proceeds expected to be approximately $2.7 million. ($2.7M proceeds)

S-1/A filing: Nuwellis, Inc. is offering up to 13,579,576 shares of its common stock and common warrants to purchase up to 20,369,364 shares of common stock, along with pre-funded warrants to certain purchasers, with Roth Capital Partners, LLC acting as the exclusive placement agent.

S-1/A filing: This S-1/A filing registers the offering of common stock, common warrants and pre-funded warrants underwritten by Roth Capital Partners LLC.

10-K filing | 6.8M shares outstanding

S-1/A filing: The company granted a warrant to DaVita, Inc. to purchase up to 1,289,081 shares of common stock at an exercise price of $3.2996 per share, subject to certain vesting milestones.

S-1/A filing: The filing relates to an offering of units, each consisting of one share of common stock, one Series A warrant and one Series B warrant, and pre-funded units, each consisting of one pre-funded warrant, one Series A warrant and one Series B warrant.

S-1/A filing: The company is offering units, each consisting of one share of common stock and one common warrant, pre-funded warrants, and common warrants to purchase shares of its common stock.

S-1 filing: The company is filing an S-1 to offer shares of its common stock, pre-funded warrants to purchase shares of common stock, and common warrants to purchase shares of common stock.

10-Q filing | 3.3M shares outstanding

8-K filing: Nuwellis, Inc. completed a registered public offering of 150,000 units, each consisting of Series J Convertible Redeemable Preferred Stock and warrants, at a price of $15.00 per unit, with gross proceeds expected to be approximately $2.25 million. ($2.25M proceeds)

POS AM filing: This POS AM filing relates to an offering of up to 400,000 units, each consisting of one share of Series J Convertible Redeemable Preferred Stock and one warrant to purchase one-half of one share of Series J Convertible Preferred Stock.

S-1/A filing: S-1/A filing for offering of Series J Convertible Redeemable Preferred Stock and warrants.

S-1 filing: The company is offering units consisting of Series J Convertible Redeemable Preferred Stock and warrants to purchase Series J Convertible Preferred Stock on a best efforts basis.

10-Q filing | 1.9M shares outstanding

8-K filing: Nuwellis, Inc. entered into a Supply and Collaboration Agreement with DaVita Inc. and issued DaVita a warrant to purchase up to 1,289,081 shares of common stock at an exercise price of $3.2996 per share, subject to certain vesting milestones and ownership limitations.

10-Q filing | 1.1M shares outstanding

10-K filing | 1.2M shares outstanding

8-K filing: The company increased the aggregate number of shares of common stock that may be issued pursuant to equity incentive awards under the Inducement Plan by 44,078 shares for a total of 46,928 shares.

8-K filing: Stock split 1-for-100 | Outstanding: 31,531,650 → 315,316

10-Q filing | 31.5M shares outstanding

8-K filing: Nuwellis, Inc. completed a public offering, selling Class A Units (common stock and warrants) and Class B Units (Series I Preferred Stock and warrants), and the underwriters exercised their overallotment option, resulting in the issuance of common stock, preferred stock, and warrants.

S-1/A filing: This S-1/A filing registers shares of common stock underlying warrants and provides information on the company's shares outstanding before and after the offering.

S-1/A filing: This S-1/A filing includes information about shares of common stock underlying warrants, the number of shares outstanding before and after the offering, details on preferred stock, and the underwriter's over-allotment option.

S-1/A filing: This S-1/A filing registers shares of common stock underlying warrants and provides information on the company's outstanding shares of common stock and preferred stock before and after the offering.

S-1/A filing: The filing is an amended S-1 registration statement for an offering that includes shares of common stock underlying warrants, with an over-allotment option for additional shares and/or warrants.

S-1/A filing: This S-1/A filing registers shares of common stock underlying warrants, includes information about shares outstanding before and after the offering, and discusses the use of proceeds for general corporate purposes, including investments in commercialization efforts.

S-1 filing: This S-1 filing from 2022-09-09 relates to shares of common stock underlying warrants, with 10,537,606 shares of common stock outstanding before the offering.

10-Q filing | 10.5M shares outstanding

10-Q filing | 10.5M shares outstanding

8-K filing: Nuwellis, Inc. increased the aggregate number of shares of common stock that may be issued pursuant to equity incentive awards under the 2021 Inducement Plan by 35,000 shares, for a total of 285,000 shares.

10-K filing | 10.5M shares outstanding

10-Q filing | 10.5M shares outstanding

8-K filing: Nuwellis, Inc. completed an offering of 3,483,120 shares of common stock at $2.50 per share, with an additional 522,468 shares sold upon full exercise of the underwriters' option, resulting in gross proceeds of approximately $10.0 million. ($10.0M proceeds)

10-Q filing | 6.5M shares outstanding

S-3/A filing: The filing is for a shelf offering of up to $50,000,000 in aggregate amount of any combination of common stock, preferred stock, and debt securities.

S-3 filing: The company may offer and sell up to an aggregate amount of $50,000,000 of common stock, preferred stock, and/or debt securities.

10-Q filing | 2.7M shares outstanding

10-K filing | 2.7M shares outstanding

8-K filing: CHF Solutions, Inc. entered into an Underwriting Agreement to issue and sell 3,300,710 shares of its common stock at $5.50 per share, with an option for the underwriters to purchase an additional 495,106 shares. ($18.15M proceeds)

8-K filing: CHF Solutions, Inc. increased the aggregate number of shares of common stock that may be issued pursuant to equity incentive awards under the New-Hire Plan by 12,000 shares, bringing the total to 13,455 shares.

10-Q filing | 0.2M shares outstanding

8-K filing: CHF Solutions, Inc. completed a public offering on August 21, 2020, issuing 31,940,324 shares of common stock and warrants to purchase 31,940,324 shares of common stock, with net proceeds of approximately $11.2 million. ($14.37M proceeds)

S-1/A filing: This S-1/A filing includes shares of common stock underlying warrants, with 44,494,631 shares outstanding as of July 31, 2020, and 135 shares of Series F preferred stock outstanding.

S-1 filing: This S-1 filing includes information about shares of common stock underlying warrants, shares outstanding before and after the offering, preferred stock details, an over-allotment option, market and trading symbol information, intended use of proceeds, risk factors, and other related details.

10-Q filing | 43.2M shares outstanding

S-1 filing: This S-1 filing relates to the resale of shares of common stock issuable upon exercise of warrants by selling stockholders.

10-Q filing | 38.9M shares outstanding

S-1/A filing: This prospectus relates to the resale, from time to time, of (i) an aggregate of 4,161,392 shares of our common stock, par value $0.0001 per share (the "Common Stock") issuable upon exercise of common stock purchase warrants issued on March 23, 2020 (the "March Warrants") and (ii) an aggregate of 2,565,114 shares of our Common Stock issuable upon exercise of common stock purchase warrants issued on April 1, 2020 ("April Warrants" together with the March Warrants, the "Warrants") by Anson Investments Master Fund LP ("Anson"), Empery Asset Master, LTD ("Empery Asset Master"), Empery Tax Efficient, LP ("Empery Tax Efficient"), Empery Tax Efficient II, LP ("Emery Tax Efficient II" and together with Anson, Empery Asset Master and Empery Tax Efficient, we collectively refer to the "Selling Stockholders").

8-K filing: CHF Solutions, Inc. entered into a placement agency agreement with Ladenburg Thalmann & Co. Inc. for the sale of 3,597,880 shares of common stock at $0.4725 per share and a concurrent private placement of warrants to purchase 1,798,940 shares of common stock at an exercise price of $0.41 per share. ($1.7M proceeds)

S-1 filing: This prospectus relates to the resale, from time to time, of (i) an aggregate of 4,161,392 shares of our common stock, par value $0.0001 per share (the "Common Stock") issuable upon exercise of common stock purchase warrants issued on March 23, 2020 (the "March Warrants") and (ii) an aggregate of 2,565,114 shares of our Common Stock issuable upon exercise of common stock purchase warrants issued on April 1, 2020 ("April Warrants" together with the March Warrants, the "Warrants") by Anson Investments Master Fund LP ("Anson"), Empery Asset Master, LTD ("Empery Asset Master"), Empery Tax Efficient, LP ("Empery Tax Efficient"), Empery Tax Efficient II, LP ("Emery Tax Efficient II" and together with Anson, Empery Asset Master and Empery Tax Efficient, we collectively refer to the "Selling Stockholders").

8-K filing: CHF Solutions, Inc. entered into a registered direct offering and concurrent private placement on March 30, 2020, involving the sale of common stock and warrants. ($2.23M proceeds)

8-K filing: CHF Solutions, Inc. entered into a placement agency agreement with Ladenburg Thalmann & Co. Inc. for the sale of 4,161,392 shares of common stock at $0.30 per share in a registered direct offering, and a concurrent private placement of warrants to purchase 4,161,392 shares of common stock at an exercise price of $0.3726 per share. ($1.25M proceeds)

10-K filing | 20.8M shares outstanding

8-K filing: CHF Solutions, Inc. completed a public offering, issuing common stock, preferred stock, and warrants, raising approximately $8.6 million in net proceeds.

S-1/A filing: CHF Solutions, Inc. is offering 1,627,907 Class A Units and 6,511,628 Class B Units at an assumed public offering price of $0.86 per unit.

S-1/A filing: CHF Solutions, Inc. is offering 1,627,907 Class A Units and 6,511,628 Class B Units at an assumed public offering price of $0.86 per Unit.

S-1/A filing: CHF Solutions, Inc. is offering 1,627,907 Class A Units and 6,511,628 Class B Units at an assumed public offering price of $0.86 per Class A Unit and $0.86 per Class B Unit.