Ontrak, Inc. (OTRK) - Dilution Analysis

8-K filing: Ontrak, Inc. completed a public offering of 2,366,665 shares of common stock, 4,300,002 prefunded warrants to purchase common stock, and 26,666,668 warrants to purchase common stock, receiving net proceeds of approximately $3.24 million.

S-1/A filing: This S-1/A filing describes a best efforts offering where the company may sell fewer than all of the securities offered. The company estimates net proceeds of approximately $6.0 million assuming gross proceeds of $7.0 million, which, combined with existing funds, is believed to be sufficient to fund operations through the end of 2025.

S-1 filing: The company is filing an S-1 to offer up to 4,666,666 shares of common stock, up to 18,666,664 warrants to purchase common stock and up to 4,666,666 pre-funded warrants.

10-Q filing | 4.2M shares outstanding

10-K filing | 4.2M shares outstanding

10-Q filing | 4.4M shares outstanding

S-1 filing: This S-1 filing discusses the potential dilution to stockholders due to the exercise of outstanding warrants and options, as well as future equity awards. It also mentions the need for additional funding and the risks associated with negative cash flows.

8-K filing: Holders of public offering warrants exercised their warrants to purchase shares of common stock, resulting in the issuance of approximately 675,000 shares for cash and 143,000 shares on a cashless basis, generating gross proceeds of approximately $1.5 million for the company; Additionally, the company had a reverse stock split that was effective on September 23, 2024. ($1.5M proceeds)

8-K filing: Stock split 1-for-15 | Outstanding: 47,967,746 → 3

10-Q filing | 48.0M shares outstanding

10-Q filing | 48.0M shares outstanding

S-1 filing: This S-1 filing discusses Public Offering Warrants with price-based anti-dilution provisions and waivers by holders of outstanding warrants.

10-K filing | 47.7M shares outstanding

8-K filing: Ontrak, Inc. completed a conversion of Keep Well Notes into 18,054,791 shares of common stock, closed a $6.3 million public offering (net proceeds of $5.5 million), and a $11.0 million concurrent private placement on November 14, 2023.

10-Q filing | 27.6M shares outstanding

8-K filing: Ontrak, Inc. closed a public offering, issued shares upon conversion of notes, and issued warrants in a private placement. ($28.3M proceeds)

S-1/A filing: This S-1/A filing includes information about the company, its business, and the terms of its proposed offerings, including a Keep Well Agreement and a concurrent private placement.

S-1/A filing: This S-1/A filing provides an updated prospectus summary for Ontrak, including details on their business, growth strategy, Keep Well Agreement with Acuitas Capital, reverse stock split, stock option repricing, and Series A Preferred Stock director election rights.

S-1/A filing: This is an S-1/A filing for Ontrak, Inc., covering a potential offering involving the conversion of Keep Well Notes into common stock and warrants.

S-1/A filing: This S-1/A filing outlines a potential offering of common stock, contingent upon Acuitas Capital's investment, and details the potential conversion of existing convertible notes and issuance of warrants to Acuitas Capital.

S-1/A filing: This S-1/A filing relates to a prospectus summary highlighting selected information about the company and this offering, including information about a Keep Well Agreement with Acuitas Capital LLC and the potential conversion of outstanding notes and warrants into common stock.

10-Q filing | 4.9M shares outstanding

8-K filing: Stock split 1-for-6 | Outstanding: 28,115,000 → 4,900,000

S-1 filing: This is an S-1 filing related to a potential offering and includes information about Ontrak's business, the Keep Well Agreement with Acuitas Capital, recent stock option repricing, and Series A Preferred Stock director election rights.

10-Q filing | 28.1M shares outstanding

10-K filing | 29.3M shares outstanding

10-Q filing | 24.3M shares outstanding

10-Q filing | 26.0M shares outstanding

8-K filing: Ontrak, Inc. entered into a securities purchase agreement for the purchase and sale of 5,000,000 shares of its common stock at $0.80 per share in a registered direct offering, with gross proceeds expected to be $4,000,000 before deducting fees. ($4.0M proceeds)

10-Q filing | 20.7M shares outstanding

10-K filing | 20.8M shares outstanding

8-K filing: Ontrak, Inc. issued a Purchase Warrant for Common Shares to Special Situations Investing Group II, LLC for up to 111,680 shares in connection with an eighth amendment to the Note Purchase Agreement.

10-Q filing | 18.9M shares outstanding

S-3 filing: This is an S-3 filing related to the potential sale of securities, including common stock, by Ontrak, Inc. through underwriters, dealers, or agents. The filing discusses compensation, indemnification, market stabilization activities, and legal matters associated with the offering.

10-Q filing | 18.2M shares outstanding

10-Q filing | 17.7M shares outstanding

10-K filing | 17.7M shares outstanding

10-Q filing | 17.4M shares outstanding

S-3/A filing: This S-3/A filing amends a previous registration statement to revise the Calculation of Registration Fee table in response to SEC comments. No other changes were made to the registration statement.

S-3 filing: The filing relates to an offering of Series A Preferred Stock through an at-the-market offering program.

8-K filing: The Company filed a Certificate of Designations designating 1,955,000 shares of preferred stock as Series A Cumulative Perpetual Preferred Stock with a liquidation preference of $25.00 per share, establishing the voting rights, powers, preferences and privileges of the Series A Preferred Stock.

10-Q filing | 17.3M shares outstanding

8-K filing: Ontrak, Inc. approved an amendment to a warrant held by Crede CG III, Ltd. to purchase 187,002 shares of the Company's common stock, removing limitations on exercise, extending the expiration date, and transferring the warrant to Acuitas. ($0.0M proceeds)

10-Q filing | 16.9M shares outstanding

10-K filing | 16.7M shares outstanding