QUANTUM CORP /DE/ (QMCO) - Dilution Analysis

10-Q filing | 13.3M shares outstanding

POS AM filing: This POS AM filing from Quantum Corporation relates to an offering of common stock by a selling stockholder, with the company potentially receiving up to $200 million in gross proceeds under a purchase agreement.

10-Q filing | 13.3M shares outstanding

10-K filing | 13.3M shares outstanding

S-3 filing: Quantum Corporation files an S-3 to offer up to 17,550,626 shares of common stock to a Selling Stockholder under a Purchase Agreement, with potential proceeds of up to $200.0 million for working capital and general corporate purposes, including debt repayment.

10-Q filing | 5.8M shares outstanding

S-1/A filing: This S-1/A filing relates to the resale of up to 2,302,733 shares of common stock by YA II PN, Ltd., which Quantum may issue and sell to them under a standby equity purchase agreement for up to $200,000,000.

8-K filing: Quantum Corporation entered into a Standby Equity Purchase Agreement with YA II PN, Ltd. (Yorkville) on January 25, 2025, allowing the Company to sell shares of its common stock to Yorkville under certain conditions, and also entered into amendments to its Term Loan Credit Agreement and Revolving Credit Agreement.

S-1 filing: This S-1 filing relates to the resale of up to 2,302,733 shares of common stock by YA II PN, Ltd., consisting of 42,158 Commitment Shares and up to 2,260,575 shares of common stock that Quantum Corporation may elect to issue and sell to the Selling Stockholder under a Purchase Agreement for up to $200,000,000.

10-Q filing | 4.8M shares outstanding

10-Q filing | 4.8M shares outstanding

10-Q filing | 4.8M shares outstanding

10-Q filing | 95.9M shares outstanding

10-K filing | 95.1M shares outstanding

10-Q filing | 93.7M shares outstanding

10-K filing | 90.3M shares outstanding

8-K filing: Quantum Corporation entered into an amendment to its Term Loan Credit Agreement and issued a warrant to purchase 1,250,000 shares of common stock at an exercise price of $1.00 per share in connection with the Term Loan Amendment.

10-Q filing | 105.2M shares outstanding

S-3 filing: This is an S-3 filing related to a shelf registration for the potential resale of common stock by selling stockholders, possibly through underwriters, dealers, or agents, including at-the-market offerings.

10-Q filing | 103.8M shares outstanding

10-Q filing | 102.7M shares outstanding

10-K filing | 101.8M shares outstanding

8-K filing: Quantum Corporation closed its rights offering and issued 30,000,000 shares of common stock for net proceeds of approximately $66.1 million. ($66.1M proceeds)

10-Q filing | 59.5M shares outstanding

S-3 filing: This is an S-3 filing for a shelf offering of common stock by selling stockholders, potentially involving underwriters, dealers, or agents for resale.

10-Q filing | 58.6M shares outstanding

S-3 filing: This is an S-3 filing for a shelf offering of common stock by a selling stockholder, who may use underwriters, dealers, agents, or direct sales.

S-3/A filing: This S-3/A filing describes a potential offering of common stock by a selling stockholder, who may sell the securities directly, through underwriters, dealers, or agents, including at-the-market offerings.

10-Q filing | 57.1M shares outstanding

8-K filing: Quantum Corporation entered into an Asset Purchase Agreement with PV3 (an ABC) LLC, as assignee for the benefit of Pivot3, Inc., to purchase assets related to Seller's video surveillance business for $5.0 million in cash and 459,720 shares of Quantum Common Stock, consummating the transaction on July 20, 2021.

10-K filing | 57.1M shares outstanding

S-3 filing: This S-3 filing describes a potential offering of common stock by selling stockholders, including possible at-the-market offerings and sales through underwriters or agents.

10-Q filing | 40.9M shares outstanding

S-3/A filing: S-3/A filing for Quantum Corporation including an At the Market Issuance Sales Agreement with B. Riley Securities, Inc.

10-Q filing | 40.7M shares outstanding

10-Q filing | 39.9M shares outstanding

10-K filing | 39.9M shares outstanding

10-Q filing | 39.9M shares outstanding