Rezolute, Inc. (RZLT) - Dilution Analysis

10-Q filing | 104.0M shares outstanding

10-K filing | 90.8M shares outstanding

S-3 filing: This S-3 filing relates to the resale of up to 1,295,383 shares of Common Stock of Rezolute, Inc. by certain selling stockholders.

8-K filing: On June 13, 2025, the company sold and issued 1,295,383 shares of common stock to investors at $3.25 per share for gross proceeds of $4,209,994.75 in a private placement. ($4.21M proceeds)

10-Q filing | 85.5M shares outstanding

8-K filing: Rezolute, Inc. entered into an underwriting agreement for a registered direct offering of shares of common stock and pre-funded warrants, and certain insiders agreed to purchase shares of common stock in a private placement. ($0.0M proceeds)

10-Q filing | 60.5M shares outstanding

10-Q filing | 57.9M shares outstanding

10-K filing | 51.5M shares outstanding

S-3/A filing: This is an S-3/A filing to register additional securities for an offering pursuant to Rule 415 under the Securities Act of 1933.

S-3 filing: This is an S-3 filing for the resale of up to 4,500,000 shares of common stock by selling stockholders, including shares issuable upon exercise of warrants.

8-K filing: The Company entered into a securities purchase agreement for a private placement of 1,500,000 shares of Common Stock at $4.00 per share, with gross proceeds expected to be approximately $6.0 million. ($6.0M proceeds)

8-K filing: Rezolute, Inc. entered into an underwriting agreement for a public offering of 11,250,000 shares of common stock at $4.00 per share and pre-funded warrants to purchase up to 3,750,000 shares at $3.999 per warrant, with an option for the underwriters to purchase an additional 2,250,000 shares at $4.00 per share. ($45.0M proceeds)

10-Q filing | 40.1M shares outstanding

8-K filing: Rezolute, Inc. exchanged 3,000,000 shares of its common stock owned by certain stockholders for pre-funded warrants to purchase 3,000,000 shares of common stock with an exercise price of $0.001 per share, and the retired shares were cancelled. ($0.0M proceeds)

10-Q filing | 39.6M shares outstanding

S-3/A filing: The company may offer and sell debt securities, common stock, preferred stock, warrants, subscription rights, purchase contracts, depositary shares and units from time to time.

S-3 filing: The company is filing an S-3 to register the offer and sale of debt securities, common stock, preferred stock, warrants, subscription rights, purchase contracts, depositary shares and units, with a proposed offering amount of $200,000,000 and is also offering common stock via an ATM offering for up to $17.5 million.

10-Q filing | 36.8M shares outstanding

10-K filing | 36.8M shares outstanding

10-Q filing | 36.8M shares outstanding

10-Q filing | 36.8M shares outstanding

10-Q filing | 36.8M shares outstanding

S-3 filing: Registration of resale of 3,244,736 shares of common stock by selling stockholders.

10-K filing | 33.6M shares outstanding

S-3/A filing: This prospectus relates to the resale of 10,947,371 shares of Common Stock issuable upon the exercise of 10,947,371 Class B Warrants of Rezolute, Inc.

8-K filing: The company increased its authorized common stock from 40,000,000 shares to 100,000,000 shares and entered into a private placement to sell Class C Warrants, but the closing conditions have not been met.

S-3 filing: This S-3 filing relates to the resale of shares of Common Stock issuable upon the exercise of Class B Warrants and details of a prior registered direct offering.

10-Q filing | 8.4M shares outstanding

8-K filing: Rezolute, Inc. closed a registered direct offering on May 4, 2022, issuing shares and warrants for gross proceeds of approximately $110.5 million, and also agreed to sell Class C Warrants in a concurrent private placement expected to generate $11.4 million. ($117.6M proceeds)

10-Q filing | 15.7M shares outstanding

10-Q filing | 8.5M shares outstanding

8-K filing: Rezolute, Inc. entered into an underwriting agreement for a public offering of common stock and pre-funded warrants and a subscription agreement for a registered direct offering of common stock.

10-K filing | 8.6M shares outstanding

8-K filing: Rezolute, Inc. entered into a purchase agreement with Lincoln Park Capital Fund, LLC, allowing the Company to sell up to $20,000,000 of its common stock; concurrently, they entered into a registration rights agreement. ($1.0M proceeds)

POS AM filing: Rezolute, Inc. files Post-Effective Amendment No. 1 to adopt the Original Registration Statement as its own registration statement following a merger.

POS AM filing: The filing is a POS AM (Post-Effective Amendment) related to Registration No. 333-233310, which originally covered 244,346,914 shares of Predecessor Common Stock for resale by selling stockholders.

POS AM filing: The filing is a POS AM relating to the resale of 244,346,914 shares of Predecessor Common Stock by selling stockholders, originally registered under Registration No. 333-233310.

POS AM filing: On October 8, 2020, the company issued 2,484,853 shares of common stock and 820,001 Unit Warrants, resulting in net proceeds of approximately $37.5 million, relying on an exemption from registration under Section 4(a)(2) of the Securities Act.

POS AM filing: This is a POS AM filing related to the offer and sale by certain selling stockholders of up to 3,305,220 shares of common stock of Rezolute, Inc.

POS AM filing: POS AM filing for resale of Predecessor Common Stock by selling stockholders.

POS AM filing: This POS AM filing relates to the registration of 244,346,914 shares of Predecessor Common Stock for resale by selling stockholders under Registration No. 333-233310.

POS AM filing: The filing is a POS AM relating to the registration of 244,346,914 shares of Predecessor Common Stock for resale by selling stockholders.

POS AM filing: POS AM filing for resale of Predecessor Common Stock by selling stockholders, originally covering 244,346,914 shares under Registration No. 333-233310.

10-Q filing | 8.4M shares outstanding

10-Q filing | 8.4M shares outstanding

S-3/A filing: This S-3/A filing reflects facts or events arising after the effective date of the registration statement representing a fundamental change, with allowances for volume and price changes under certain conditions.

S-3 filing: The filing is an S-3 shelf registration to register Common Stock, Preferred Stock, Debt Securities, Warrants, Rights, and Units for sale from time to time with an aggregate gross offering proceeds of up to $50.0 million for common stock. The company intends to use the net proceeds from this offering for working capital and general corporate purposes.

S-3 filing: This is an S-3 filing for Rezolute, Inc. describing a potential offering for resale or other disposition by Selling Stockholders. It includes information about a recent unit financing where common stock and warrants were issued.

10-Q filing | 8.4M shares outstanding

8-K filing: Rezolute, Inc. completed a 1-for-50 reverse stock split on October 9, 2020, and closed an offering of Units for gross proceeds of $41.0 million, issuing 124,242,423 Common Shares and 41,000,000 Warrants with net proceeds of $37.6 million. ($41.0M proceeds)

10-K filing | 8.4M shares outstanding

10-Q filing | 293.3M shares outstanding

10-Q filing | 293.3M shares outstanding