SHF Holdings, Inc. (SHFS) - Dilution Analysis

10-Q filing | 6.5M shares outstanding

S-1 filing: An S-1 filing was submitted on 2026-05-06, regarding an offering of Common Stock, price not yet determined.

10-K filing | 4.5M shares outstanding

10-Q filing | 3.1M shares outstanding

S-1/A filing: This S-1/A filing relates to the potential offer and sale from time to time by CREO Investments LLC of 46,153,846 shares of Class A common stock of SHF Holdings, Inc. pursuant to a Common Stock Purchase Agreement.

8-K filing: SHF Holdings, Inc. issued 31,052 shares of Series B Convertible Preferred Stock and warrants to purchase 1,999,544 shares of Class A Common Stock for $28.8 million, with net proceeds of approximately $6.1 million, and also addressed debt cancellation and exchange agreements related to the issuance of Series B Preferred Stock and warrants. ($28.8M proceeds)

S-1 filing: This S-1 filing outlines a potential offering of up to 46,153,846 shares of Class A common stock by SHF Holdings, Inc. through an equity line of credit with CREO Investments LLC, with the company potentially receiving up to $500.0 million in gross proceeds.

8-K filing: SHF Holdings, Inc. entered into a Common Stock Purchase Agreement with CREO Investments LLC, allowing the Company to sell up to $150,000,000 of its Class A common stock, with certain limitations based on stockholder approval and Nasdaq rules. ($150.0M proceeds)

10-Q filing | 2.8M shares outstanding

10-K filing | 2.8M shares outstanding

8-K filing: Stock split 1-for-20 | Outstanding: 55,501,354 → 2,775,067

8-K filing: On February 5, 2025, SHF Holdings, Inc. approved annual compensation for non-employee directors, including options to purchase 232,558 shares of Class A Common Stock, which vested on March 3, 2025.

10-Q filing | 55.5M shares outstanding

10-Q filing | 55.4M shares outstanding

10-Q filing | 55.2M shares outstanding

10-K filing | 55.4M shares outstanding

8-K filing: Certain investors purchased an aggregate of 20,450 shares of the Company's Series A Convertible Preferred Stock, which shares of Series A Preferred Stock are convertible into shares of the Company's Class A common stock.

10-Q filing | 49.3M shares outstanding

8-K filing: SHF Holdings, Inc. entered into a Second Amendment to the Merger Agreement and a Warrant Agreement, modifying the consideration for the merger with Abaca and granting warrants to purchase shares of Parent Common Stock.

8-K filing: On August 27, 2023, 16,439 shares of Series A Preferred Stock were converted into shares of Class A Common Stock, resulting in 46,433,316 shares of Class A Common Stock issued and outstanding and 4,011 shares of Series A Preferred Stock issued and outstanding.

10-Q filing | 43.9M shares outstanding

10-Q filing | 46.2M shares outstanding

8-K filing: SHF Holdings, Inc. resolved a $1,365,905 debt with Luminous Capital USA, Inc. through a series of payments and reported 41,121,551 shares of Class A Common Stock issued and outstanding as of April 20, 2023.

10-K filing | 41.1M shares outstanding

8-K filing: SHF Holdings, Inc. issued 11,200,000 shares of Class A Common Stock to Partner Colorado Credit Union (PCCU) as part of a debt restructuring agreement.

8-K filing: 20,450 shares of Series A Convertible Preferred Stock were purchased by PIPE Investors, and 9,554 shares of Series A Preferred Stock have been converted into Class A Common Stock, resulting in 29,921,551 shares of Class A Common Stock issued and outstanding.

8-K filing: SHF Holdings, Inc. announces that 9,504 shares of Series A Preferred Stock have been converted into shares of Class A Common Stock, resulting in 29,881,551 shares of Class A Common Stock issued and outstanding.

8-K filing: SHF Holdings, Inc. completed the purchase of 20,450 shares of Series A Convertible Preferred Stock by PIPE Investors and 7,764 shares of Series A Preferred Stock have been converted into shares of Class A Common Stock, resulting in 27,027,089 shares of Class A Common Stock issued and outstanding.

S-1/A filing: This S-1/A filing registers for resale (i) up to 16,360,000 shares of Class A Common Stock issuable upon the conversion of shares of Series A Convertible Preferred Stock (ii) up to 1,022,500 shares of Class A Common Stock issuable upon the exercise of warrants and (iii) up to an aggregate of 5,750,000 shares of Class A common stock, issuable upon the exercise of 5,750,000 warrants.

8-K filing: SHF Holdings, Inc. entered into an Amendment to the Merger Agreement and Plan of Merger on November 11, 2022, modifying the Closing Parent Shares and First Anniversary Parent Shares to be issued as consideration. ($8.4M proceeds)

10-Q filing | 18.7M shares outstanding

8-K filing: SHF Holdings, Inc. entered into a Forbearance Agreement with Partner Colorado Credit Union and Luminous Capital USA Inc., deferring payments owed under the Unit Purchase Agreement for six months while renegotiating payment terms for a Deferred Obligation, secured by 1,200,000 shares of Safe Harbor common stock held in escrow by Luminous.

S-1 filing: This S-1 filing registers the resale of Class A Common Stock issuable upon conversion of Series A Convertible Preferred Stock and the exercise of warrants.

8-K filing: SHF Holdings, Inc. consummated a business combination, amended its securities purchase agreement for PIPE financing, and amended its certificate of incorporation. ($135.4M proceeds)

8-K filing: Northern Lights Acquisition Corp. amended its Unit Purchase Agreement with SHF, LLC d/b/a Safe Harbor Financial to defer $50 million of the cash consideration due to the seller, and Luminous Capital USA Inc. agreed to escrow 1,200,000 shares of the Company's Class A Common Stock to secure the payment.

8-K filing: Northern Lights Acquisition Corp. amended its Unit Purchase Agreement with Safe Harbor Financial to extend the outside date to September 28, 2022, and defer $30 million of cash consideration, secured by escrowed shares of Class A Common Stock, while also supplementing the definitive proxy statement and allowing for additional redemption rights for public stockholders.

10-Q filing | 12.0M shares outstanding

8-K filing: Northern Lights Acquisition Corp. deposited $1,150,000 into its trust account to extend the period to consummate a business combination from June 28, 2022, to September 28, 2022, and Midtown East, Verdun, and Vellar purchased shares of the Company's Class A Common Stock in a Forward Purchase Transaction.

8-K filing: Northern Lights Acquisition Corp. entered into a Forward Purchase Agreement with Midtown East Management NL LLC for an OTC Equity Prepaid Forward Transaction, where Midtown East may purchase up to 5,000,000 shares of the Company's Class A Common Stock from redeeming holders in connection with the Business Combination.

10-Q filing | 12.0M shares outstanding

10-K filing | 12.0M shares outstanding

8-K filing: Northern Lights Acquisition Corp. will purchase all membership interests of Safe Harbor Financial for $185 million, including 11,386,139 shares of Class A common stock valued at $115 million and $70 million in cash, as part of a business combination. ($115.0M proceeds)

10-Q filing | 12.0M shares outstanding

8-K filing: Northern Lights Acquisition Corp. completed its initial public offering of 11,500,000 units at $10.00 per unit, generating gross proceeds of $115,000,000 and announced that the holders of the Units may elect to separately trade the shares of Class A Common Stock and the Warrants comprising the Units commencing on August 18, 2021. ($115.0M proceeds)

10-Q filing | 12.0M shares outstanding

10-Q filing | 2.9M shares outstanding

8-K filing: Northern Lights Acquisition Corp. completed its initial public offering of 11,500,000 units at $10.00 per Unit, generating gross proceeds of $115,000,000 and a private placement of 528,175 units at $10.00 per unit, generating total gross proceeds of $5,281,750. ($240.56M proceeds)

8-K filing: Northern Lights Acquisition Corp. consummated the private placement of 528,175 units to 5AK, LLC at $10.00 per unit, generating gross proceeds of $5,281,750, and consummated an offering of 10,000,000 units at $10.00 per unit, generating gross proceeds of $100,000,000, with an additional $15,000,000 from the underwriter's option exercise. ($120.28M proceeds)

8-K filing: Northern Lights Acquisition Corp. completed an initial public offering of 11,500,000 units at $10.00 per unit, including the full exercise of the underwriter's option, resulting in gross proceeds of $115 million. ($115.0M proceeds)

S-1 filing: Northern Lights Acquisition Corp. is offering 10,000,000 units at $10.00 per unit, each unit consisting of one share of Class A common stock and one-half of one redeemable warrant, in an initial public offering.