SURO CAPITAL CORP. (SSSS) - Dilution Analysis

10-Q filing | 25.4M shares outstanding

8-K filing: SuRo Capital announced an investment portfolio update, including information on investments made and proceeds received from investments, as well as preliminary financial estimates and a proposal to externalize the company's management structure in a joint venture with Magnetar Holdings LLC, pending stockholder approval. ($1.4M proceeds)

10-K filing | 24.2M shares outstanding

8-K filing: SuRo Capital sold 70,530 shares of Forge Global, Inc. at an average net share price of $43.64 on November 6, 2025, resulting in net proceeds of $3.1 million and a realized gain of $1.1 million. ($3.1M proceeds)

10-Q filing | 24.4M shares outstanding

8-K filing: SuRo Capital reported preliminary estimates for the quarter ended June 30, 2025, including an estimated net asset value between $9.00 and $9.50 per share, and sold shares of CoreWeave, Inc. and ServiceTitan, Inc. ($41.2M proceeds)

10-Q filing | 23.6M shares outstanding

10-K filing | 23.9M shares outstanding

8-K filing: SuRo Capital provides preliminary estimates of results for the quarter and fiscal year ended December 31, 2024, and updates its investment portfolio, reporting 23,601,566 shares of common stock outstanding as of December 31, 2024, and sales of Oklo, Inc., PSQ Holdings, Inc., Forge Global, Inc. and True Global Ventures 4 Plus Pte Ltd. ($0.0M proceeds)

10-Q filing | 23.4M shares outstanding

8-K filing: SuRo Capital provides preliminary estimates for the quarter ended September 30, 2024, and an investment portfolio update, including the sale of 359,845 shares of PSQ Holdings, Inc. for $1.0 million and investments in OpenAI Global, LLC and CoreWeave, Inc. ($1.0M proceeds)

10-Q filing | 23.4M shares outstanding

10-Q filing | 25.4M shares outstanding

8-K filing: SuRo Capital provided preliminary estimates for the quarter ended March 31, 2024, and an investment portfolio update, disclosing the sale of 112,420 Nextdoor Holdings, Inc. shares and 100,000 PSQ Holdings, Inc. public warrants. ($0.0M proceeds)

8-K filing: SuRo Capital Corp. reminds stockholders that its modified 'Dutch Auction' tender offer to purchase up to 2,000,000 shares of its common stock at a price between $4.00 and $5.00 remains scheduled to expire on April 1, 2024.

10-K filing | 26.2M shares outstanding

8-K filing: SuRo Capital announced preliminary estimates for the quarter and fiscal year ended December 31, 2023, reporting an estimated net asset value between $7.85 and $8.35 per share, and disclosed the sale of 1,465,994 shares of Forge Global, Inc. at an average net share price of $3.56, resulting in net proceeds of $5.2 million. ($7.3M proceeds)

10-Q filing | 25.4M shares outstanding

8-K filing: SuRo Capital reports preliminary estimates for the quarter ended September 30, 2023, including an estimated net asset value per share between $8.15 and $8.65 and 25,209,108 shares of common stock outstanding as of September 30, 2023. ($1.8M proceeds)

10-Q filing | 26.0M shares outstanding

8-K filing: SuRo Capital estimates its net asset value to be between $7.15 and $7.65 per share as of June 30, 2023, with 25,398,640 shares of common stock outstanding; the company sold 950,000 shares of Nextdoor Holdings, Inc. at an average net share price of $3.05, resulting in net proceeds of $2.9 million and a realized loss of $(2.4 million); and subsequently sold 100,000 shares of Nextdoor Holdings, Inc. at an average net share price of $3.16, resulting in net proceeds of $0.3 million and a realized loss of $(0.2 million). ($3.2M proceeds)

10-Q filing | 25.3M shares outstanding

8-K filing: SuRo Capital provided preliminary estimates of its net asset value and an investment portfolio update as of March 31, 2023, including the sale of shares in Kahoot! ASA, NewLake Capital Partners, Inc., and Rent the Runway, Inc. ($2.6M proceeds)

10-K filing | 30.0M shares outstanding

8-K filing: On January 17, 2023, the Company disclosed preliminary estimates of results for the three months and year ended December 31, 2022, and provided an investment portfolio update, including details of investments made and exited during the quarter and subsequent to year-end. ($1.21M proceeds)

10-Q filing | 29.8M shares outstanding

8-K filing: The company disclosed preliminary estimates of results for the quarter ended September 30, 2022, an investment portfolio update, and exited or received proceeds from several investments. ($0.0M proceeds)

8-K filing: SuRo Capital Corp. announced that its modified Dutch Auction tender offer to purchase up to 2,000,000 shares of its common stock at a price between $6.00 and $7.00 per share remains scheduled to expire on September 2, 2022.

8-K filing: The Company announced a modified "Dutch Auction" tender offer to purchase up to 2,000,000 shares of its common stock at a price between $6.00 and $7.00 per share.

8-K filing: SuRo Capital provides preliminary estimates for the quarter ended June 30, 2022, including an estimated net asset value per share between $9.00 and $9.50 and reports on investment portfolio activity, including investments made and exits from positions in various companies. ($3.3M proceeds)

8-K filing: The Company provides preliminary estimates of results for the three months and year ended December 31, 2021, and an investment portfolio update, including details of investments and exits. ($59.4M proceeds)

8-K filing: SuRo Capital Corp. declares a dividend of $2.00 per share payable on December 30, 2021, to be paid in cash or shares of common stock, with a limit on the total cash distribution.

8-K filing: SuRo Capital Corp. entered into a Second Supplemental Indenture with U.S. Bank National Association relating to the issuance of $70,000,000 aggregate principal amount of its 6.00% Notes due 2026, with net proceeds of approximately $67,462,500 intended for investments and general corporate purposes. ($67.46M proceeds)

8-K filing: SuRo Capital Corp. announced the results of stockholders' election regarding the Q3 dividend, with approximately 29% electing to receive the dividend in shares of common stock (approximately 1.3 million shares) and approximately 71% electing to receive it in cash, resulting in a proration where they receive approximately 70% in cash ($29.6 million) and approximately 30% in shares (0.9 million shares), totaling 2.2 million shares issued.

8-K filing: SuRo Capital Corp. announced that stockholders elected to receive the Q2 dividend in cash or shares of SuRo Capital's common stock, with approximately 2.3 million shares issued in total for the dividend.

8-K filing: SuRo Capital Corp. reported preliminary estimates for the three months ended March 31, 2021, including an estimated net asset value between $17.70 and $18.30 per share, and disclosed investment portfolio updates, including investments, follow-on investments, and exits, notably the sale of 4,618,952 shares of Palantir Technologies, Inc. at an average net share price of $26.72, resulting in net proceeds of $123.4 million and a realized gain of $110.5 million. ($123.4M proceeds)

8-K filing: SuRo Capital Corp. redeemed $290,000 in aggregate principal amount of its 4.75% Convertible Senior Notes due 2023 and issued 4,272,696 shares of common stock due to note conversions.

8-K filing: The company disclosed preliminary estimates of results for the three months and year ended December 31, 2020, and provided an investment portfolio update, including the sale of 754,738 shares of Palantir Technologies, Inc. at an average net share price of $10.04 for net proceeds of $7.6 million. ($7.6M proceeds)

8-K filing: On October 5, 2020, the company disclosed information about an ATM offering, a share repurchase program, an adjustment to the conversion rate for convertible notes, and preliminary estimates of results for the three months ended September 30, 2020. ($115.5M proceeds)