Upstart Holdings, Inc. (UPST) - Dilution Analysis
Visualizing historical and potential share dilution over time
Dilution Analysis
Risk Assessment Details
Summary
UPST currently has 94.3M outstanding shares. with limited dilution risk as only 9M additional shares (9.5%) are authorized for issuance. The company has diluted shareholders by 20.69% over the past 2 years through share issuances.
Share Structure Timeline
Historical Data Points
| Date | Event | Outstanding | Supply |
|---|---|---|---|
| May 05, 2026 |
10-Q filing | 94.3M shares outstanding |
94M | 9M |
| Nov 04, 2025 |
10-Q filing | 90.1M shares outstanding |
90M | 9M |
| Aug 05, 2025 |
10-Q filing | 88.4M shares outstanding |
88M | 9M |
| May 06, 2025 |
10-Q filing | 87.0M shares outstanding |
87M | 9M |
| Feb 14, 2025 |
10-K filing | 93.7M shares outstanding |
94M | 9M |
| Nov 08, 2024 |
10-Q filing | 84.4M shares outstanding |
84M | 9M |
| Aug 07, 2024 |
10-Q filing | 83.1M shares outstanding |
83M | 9M |
| May 08, 2024 |
10-Q filing | 81.9M shares outstanding |
82M | 9M |
| Feb 15, 2024 |
10-K filing | 78.1M shares outstanding |
78M | 9M |
| Nov 08, 2023 |
10-Q filing | 81.7M shares outstanding |
82M | 9M |
| Aug 09, 2023 |
10-Q filing | 83.8M shares outstanding |
84M | 9M |
| May 10, 2023 |
10-Q filing | 84.2M shares outstanding |
84M | 9M |
| Feb 16, 2023 |
10-K filing | 81.4M shares outstanding |
81M | 9M |
| Nov 09, 2022 |
10-Q filing | 79.4M shares outstanding |
79M | 9M |
| Aug 09, 2022 |
10-Q filing | 76.7M shares outstanding |
77M | 9M |
| May 10, 2022 |
10-Q filing | 91.4M shares outstanding |
91M | 9M |
| Feb 23, 2022 |
8-K filing: On February 18, 2022, Upstart Holdings, Inc. granted a performance-based restricted stock unit to Paul Gu, their co-founder, Senior Vice President, Product and Data Science and a member of their board of directors, which will vest based on the company's stock price reaching certain targets over a 7-year period, with a maximum of 687,500 shares vesting if the stock price reaches $616 for 60 consecutive trading days. |
84M | 9M |
| Feb 18, 2022 |
10-K filing | 84.1M shares outstanding |
84M | 9M |
| Nov 12, 2021 |
10-Q filing | 82.0M shares outstanding |
82M | 9M |
| Aug 13, 2021 |
10-Q filing | 77.8M shares outstanding |
78M | 9M |
| May 14, 2021 |
10-Q filing | 76.9M shares outstanding |
77M | 9M |
| Dec 09, 2020 |
S-1/A filing: This S-1/A filing includes information about a common stock offering with a proposed offering price of $21.00 per share and 9,000,000 shares offered. It also discloses the shares outstanding before the offering. |
63M | 9M |
| Dec 07, 2020 |
S-1/A filing: This is an S-1/A filing detailing recent sales of unregistered securities since January 1, 2017, including convertible notes, warrants, preferred stock, common stock, and option issuances. |
63M | 17M |
| Dec 04, 2020 |
S-1/A filing: This S-1/A filing includes information about a proposed offering of common stock with an assumed initial public offering price of $21.00 per share. |
63M | 9M |
| Nov 06, 2020 |
S-1/A filing: SEC filing summary including convertible note, warrant, preferred stock, and common stock issuances, along with option grants to directors, officers, employees, consultants, and other service providers from January 1, 2017 through the filing date. |
N/A | 12M |