Vivakor, Inc. (VIVK) - Dilution Analysis

S-1/A filing: This prospectus relates to the resale of up to 40,686,375 shares of common stock by selling stockholders, consisting of 40,540,542 shares issuable upon conversion of convertible promissory notes and 145,833 shares currently owned.

10-Q filing | 4.3M shares outstanding

S-1 filing: This prospectus relates to the resale of up to 40,686,375 shares of common stock by selling stockholders, including 40,540,542 shares issuable upon conversion of convertible promissory notes and 145,833 shares currently held.

8-K filing: The Company entered into two separate forbearance agreements with J.J. Astor & Co. and Cedarview Opportunities Master Fund, LP, involving restructured debt repayment terms and the issuance of restricted common stock as consideration.

8-K filing: Stock split 1-for-200 | Outstanding: 153,996,297 → 769,981

8-K filing: Vivakor, Inc. issued 9,215,789 shares of common stock upon conversion of $41,165 of convertible promissory notes to two non-affiliated accredited investors on January 16, 2026.

8-K filing: Vivakor, Inc. issued 300,000 shares of restricted common stock to Cedarview and issued 37,886,206 shares of common stock to Lenders upon conversion of convertible promissory notes.

8-K filing: Vivakor, Inc. issued 159,931,717 shares of common stock upon conversion of $2,419,766.75 of convertible promissory notes between December 23, 2025, and December 30, 2025, to several lenders.

8-K filing: The company issued 15,427,519 shares of common stock upon conversion of $507,172.86 of convertible promissory notes to seven non-affiliated accredited investors between December 10, 2025 and December 15, 2025.

8-K filing: The company issued 964,954 shares of common stock upon conversion of $45,738.82 of convertible notes on December 4, 2025, and issued 2,762,443 shares of common stock upon conversion of $119,750 of convertible notes on December 8 and 9, 2025.

8-K filing: The company issued shares of restricted common stock for dividends, consulting services, and inducement shares.

8-K filing: Vivakor, Inc. issued 2,920,639 shares of common stock upon conversion of convertible promissory notes and 1,928,188 shares of common stock upon conversion of a junior secured convertible promissory note.

10-Q filing | 154.0M shares outstanding

8-K filing: Vivakor, Inc. issued shares of common stock upon conversion of convertible promissory notes to J.J. Astor & Co. and ClearThink Capital Partners, LLC.

8-K filing: Vivakor, Inc. issued 2,043,597 and 1,827,040 shares of common stock to J.J. Astor & Co. upon conversion of $150,000 and $150,000 of the Principal Amount of the Initial Note on November 7, 2025 and November 10, 2025, respectively.

8-K filing: Vivakor, Inc. completed a registered direct offering of common stock and pre-funded warrants for gross proceeds of approximately $2.55 million. ($0.0M proceeds)

8-K filing: Vivakor, Inc. issued 3,923,492 shares of common stock upon conversion of $400,000 principal amount of a convertible note to J.J. Astor & Co.

8-K filing: Vivakor, Inc. completed a registered direct offering of common stock and pre-funded warrants for gross proceeds of approximately $3.5 million.

8-K filing: Vivakor, Inc. issued 3,323,837 shares, 3,796,095 shares and 3,795,095 shares of common stock, respectively, upon conversion of $350,000, $350,000 and $350,000 of the Initial Note to J.J. Astor & Co.

8-K filing: Vivakor, Inc. entered into a Second Forbearance Agreement and issued a Third Junior Secured Convertible Promissory Note, including the issuance of 286,000 shares of common stock to the Lender as consideration. ($0.0M proceeds)

8-K filing: Vivakor, Inc. issued 5,235,602 shares of common stock to J.J. Astor & Co. upon conversion of $700,000 principal amount of a convertible promissory note.

8-K filing: Vivakor, Inc. received a notice of default from J.J. Astor & Co. and subsequently converted $200,000 of debt into 720,072 shares of common stock.

S-3 filing: The filing is an S-3 form for a shelf offering of up to 30,550,000 shares of Common Stock by Selling Stockholders.

10-Q filing | 44.6M shares outstanding

8-K filing: Vivakor, Inc. entered into a Forbearance and Amendment to Loan Agreement and Note, and a Second Amendment to Loan Agreement and Registration Rights Agreement, issuing an Additional Junior Secured Convertible Note in the principal amount of $5,940,000, receiving net proceeds of $971,025.65 and agreeing to issue 150,000 shares of common stock to the lender as additional consideration.

8-K filing: The company issued convertible promissory notes to seven non-affiliated accredited investors for an aggregate principal amount of $5,117,647.06 and will issue 652,500 shares of common stock as an additional incentive.

8-K filing: The company issued a convertible promissory note to a non-affiliated accredited investor for $172,500 and will issue 12,500 shares of common stock as an incentive.

10-Q filing | 43.1M shares outstanding

8-K filing: The company issued convertible promissory notes to accredited investors and issued common stock as additional incentive, and also issued restricted common stock for dividends to holders of Series A Preferred Stock.

8-K filing: The company issued 300,000 shares of restricted common stock to Cedarview Capital Management LLC on April 11, 2025, as part of an agreement to amend the terms of a Loan and Security Agreement.

10-K filing | 44.6M shares outstanding

8-K filing: Vivakor, Inc. issued a junior secured convertible promissory note to J.J. Astor & Co. for $6,625,000, receiving $5,000,000 in proceeds, and will issue 250,000 commitment shares, while also reserving 21,554,274 shares for conversion.

8-K filing: Vivakor filed a Form 8-K detailing unregistered sales of equity securities, amendments to articles of incorporation, and other events, including the issuance of common and preferred stock related to acquisitions, debt, and services rendered. ($0.18M proceeds)

8-K filing: On December 2, 2024, the Company issued 6,700,000 shares of Common Stock to Jorgan Development, LLC, JBAH Holdings, LLC, and two non-related parties as part of the Purchase Price for Endeavor Entities.

10-Q filing | 30.6M shares outstanding

8-K filing: Aldali Int'l for Gen. Trading & Cont. Co. exercised a Non-Qualified Stock Option and acquired 1,000,000 shares of common stock. ($1.18M proceeds)

8-K filing: Vivakor, Inc. issued a secured promissory note for $3,670,160.77 and 300,000 restricted shares of common stock to Cedarview Opportunities Master Fund LP as consideration for a term loan.

8-K filing: On September 5, 2024, the Company closed a Securities Purchase Agreement with E-Starts Money Co., selling 1,000,000 shares of the Company's common stock for $500,000, at a price of $0.50 per share. ($0.5M proceeds)

10-Q filing | 28.0M shares outstanding

8-K filing: On July 26, 2024, the Company entered into a Securities Purchase Agreement with James K. Granger, under which Granger purchased 1,600,000 common shares of the Company's stock for $800,000, at a price of $0.50 per common share. ($0.8M proceeds)

8-K filing: Vivakor, Inc. issued restricted shares of common stock in connection with convertible promissory notes and a consulting agreement.

8-K filing: Vivakor, Inc. issued 140,190 shares of common stock to Patrick M. Knapp as a signing bonus and 903,095 shares of common stock to a non-affiliated investor for the conversion of a promissory note. ($1.3M proceeds)

8-K filing: Vivakor, Inc. entered into a new Executive Employment Agreement and a settlement agreement with Tyler Nelson, the Chief Financial Officer, including the issuance of a promissory note and stock options.

10-Q filing | 26.4M shares outstanding

10-K filing | 27.7M shares outstanding

8-K filing: Vivakor, Inc. issued an amended convertible promissory note for a $1,000,000 loan and agreed to issue 100,000 restricted shares of its common stock to a non-affiliated lender.

8-K filing: Vivakor, Inc. will issue common stock and preferred stock to Jorgan Development, LLC and JBAH Holdings, LLC as part of the Membership Interest Purchase Agreement for the acquisition of Endeavor Crude, LLC, Equipment Transport, LLC, Meridian Equipment Leasing, LLC, and Silver Fuels Processing, LLC.

8-K filing: Vivakor, Inc. entered into a merger agreement with Empire Energy Acquisition Corp. and Empire Diversified Energy, Inc., where Empire's common stock will be exchanged for 67,200,000 shares of Vivakor's common stock valued at $1.00 per share. ($67.2M proceeds)

8-K filing: Vivakor, Inc. issued 300,000 shares of common stock to the Lender as additional consideration for a $3,000,000 term loan.

8-K filing: Vivakor, Inc. issued 100,000 restricted shares of common stock to an individual lender in connection with a $1,000,000 loan.

10-Q filing | 26.2M shares outstanding

8-K filing: Vivakor, Inc. issued a total of 7,965,926 shares of common stock on November 10, 2023, including 7,042,254 shares for the Acquisition Stock Issuance at a price of $1.42 per share and 923,672 shares for the CEO Compensation Shares Issuance. ($10.0M proceeds)

10-Q filing | 18.1M shares outstanding

10-Q filing | 18.1M shares outstanding

10-K filing | 18.1M shares outstanding

S-3/A filing: Vivakor, Inc. may offer and sell up to $100 million in the aggregate of common stock, preferred stock, and/or debt securities from time to time in one or more offerings.

S-1/A filing: This S-1/A filing relates to the offering and resale of up to 3,009,552 shares of common stock by selling stockholders.

S-3 filing: Vivakor, Inc. files an S-3 registration statement to offer and sell up to $100 million in the aggregate of common stock, preferred stock and debt securities.

S-1/A filing: This prospectus relates to the offering and resale of up to 3,009,552 shares of common stock by selling stockholders.

10-Q filing | 17.0M shares outstanding

8-K filing: Vivakor, Inc. entered into an executive employment agreement with James Ballengee as CEO, compensating him partly in shares of common stock, and amended promissory notes with Jorgan Development, LLC and JBAH Holdings, LLC, agreeing to issue restricted shares in exchange for debt cancellation, pending shareholder approval. ($10.0M proceeds)

S-1 filing: This S-1 filing relates to the offering and resale of up to 3,009,552 shares of common stock by selling stockholders.

10-Q filing | 18.1M shares outstanding

10-Q filing | 13.7M shares outstanding

10-K filing | 15.0M shares outstanding

8-K filing: Vivakor, Inc. completed a public offering of 1,600,000 shares of common stock at $5.00 per share and implemented a 1-for-30 reverse stock split on February 11, 2022. ($8.0M proceeds)

S-1/A filing: This S-1/A filing includes information about the sale of common stock by Vivakor, Inc. and the issuance of representative warrants to EF Hutton, division of Benchmark Investments, LLC.

S-1/A filing: This is an S-1/A filing for the registration of common stock, including firm shares, an over-allotment option, and representative's warrants.

S-1/A filing: Vivakor, Inc. is conducting a firm commitment public offering of shares of its common stock, with an expected 1-for-30 reverse stock split prior to completion. The estimated offering price range is $4.50 to $6.50 per share, and the maximum number of securities offered is 1,454,545 shares.

S-1/A filing: Vivakor, Inc. is conducting a firm commitment public offering of shares of its common stock, with an expected 1-for-30 reverse stock split prior to completion and application to list on the Nasdaq Capital Market under the symbol "VIVK".

S-1/A filing: Vivakor, Inc. is conducting a firm commitment public offering of its common stock, with plans to list on the Nasdaq Capital Market under the symbol "VIVK".

S-1/A filing: This S-1/A filing relates to the resale of up to 1,370,290 shares of Vivakor, Inc.'s common stock by selling stockholders. The company will not receive any proceeds from the sale.

S-1/A filing: This prospectus relates to the resale of up to 1,370,290 shares of common stock by the selling stockholders.

S-1/A filing: This prospectus relates to the resale of up to 1,370,290 shares of common stock by the selling stockholders.

S-1 filing: This prospectus relates to the resale of up to 1,370,290 shares of common stock by the selling stockholders.

S-1/A filing: Vivakor, Inc. is conducting a firm commitment public offering of common stock, with plans to list on the Nasdaq Capital Market under the symbol "VIVK".

S-1/A filing: Vivakor, Inc. is offering shares of its common stock in a firm commitment public offering and intends to list on the Nasdaq Capital Market under the symbol "VIVK".

S-1/A filing: This is an S-1/A filing detailing various aspects of the company including recent sales of unregistered securities, exhibits, indemnification of officers and directors, and expenses of issuance and distribution. The company intends to use approximately $ million for the purchase of two RPC units, together with related equipment and enhancements; and approximately $ towards the continued development of our hydrocarbon upgrading technologies; and the remaining $ for working capital and other general corporate purposes, including potential repayment of outstanding bridge notes.

S-1/A filing: Vivakor, Inc. is offering shares of its common stock in a firm commitment public offering. They intend to apply to list their common stock and expect to effect a reverse stock split prior to the completion of this offering.